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Changes in Ownership

Nuburu, Inc. Filed Acc 0001104659-22-101488

10% owner acquired 10,100 shares (option exercise)

From the SEC's structured data for this filing

Trades in this filing

Insider Date Transaction Shares Price Value Owned after D/I
SUSQUEHANNA SECURITIES, LLC 10% owner 2022-09-16 Option exercise −8,500 $7.50 $63,750 445,169 D
SUSQUEHANNA SECURITIES, LLC 10% owner 2022-09-16 Option exercise −1,600 $10.00 $16,000 443,569 D
Derivatives
SUSQUEHANNA SECURITIES, LLC 10% owner 2022-09-16 Option exercise · Call Option (obligation to sell) −85 0 D
SUSQUEHANNA SECURITIES, LLC 10% owner 2022-09-16 Other disposition · Put Option (obligation to buy) −5 0 D
SUSQUEHANNA SECURITIES, LLC 10% owner 2022-09-16 Option exercise · Call Option (obligation to sell) −16 15 D
SUSQUEHANNA SECURITIES, LLC 10% owner 2022-09-16 Other disposition · Call Option (obligation to sell) −15 0 D
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