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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-08-12 Atkins Susan E. Director Grant or award · Stock Option (Right to Buy) +17,000 17,000
2026-06-15 Rodriguez Javier See Remarks Option exercise +35 26,838
2026-06-15 Rodriguez Javier See Remarks Option exercise · Restricted Stock Units −35 212
2026-06-15 Steinhart Richard I Chief Financial Officer Option exercise +35 26,335
2026-06-15 Steinhart Richard I Chief Financial Officer Option exercise · Restricted Stock Units −35 212
2026-06-15 Yocca Frank Chief Scientific Officer Option exercise +35 26,210
2026-06-15 Yocca Frank Chief Scientific Officer Option exercise · Restricted Stock Units −35 212
2026-06-15 Mehta Vimal CEO and President Option exercise +219 69,817
2026-06-15 Mehta Vimal CEO and President Option exercise · Restricted Stock Units −219 1,313
2026-05-20 Yocca Frank Chief Scientific Officer Sale 10b5-1 −6,845 $1.09 $7K 26,175
2026-05-20 Rodriguez Javier See Remarks Sale 10b5-1 −6,560 $1.08 $7K 26,803
2026-05-20 Steinhart Richard I Chief Financial Officer Sale 10b5-1 −6,845 $1.09 $7K 26,300
2026-05-20 Mehta Vimal CEO and President Sale 10b5-1 −19,419 $1.09 $21K 69,598
2026-05-04 Yocca Frank Chief Scientific Officer Option exercise 10b5-1 +17,500 33,020
2026-05-04 Yocca Frank Chief Scientific Officer Option exercise · Restricted Stock Units 10b5-1 −17,500 52,500
2026-05-04 Rodriguez Javier See Remarks Option exercise 10b5-1 +17,500 33,363
2026-05-04 Rodriguez Javier See Remarks Option exercise · Restricted Stock Units 10b5-1 −17,500 52,500
2026-05-04 Steinhart Richard I Chief Financial Officer Option exercise 10b5-1 +17,500 33,145
2026-05-04 Steinhart Richard I Chief Financial Officer Option exercise · Restricted Stock Units 10b5-1 −17,500 52,500
2026-05-04 Mehta Vimal CEO and President Option exercise 10b5-1 +49,758 89,017

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