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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-03-14 Steinhart Richard I Chief Financial Officer Option exercise +31 1,339
2025-03-14 Steinhart Richard I Chief Financial Officer Option exercise · Restricted Stock Units −31 229
2025-03-14 Rodriguez Javier See Remarks Option exercise +31 1,557
2025-03-14 Rodriguez Javier See Remarks Option exercise · Restricted Stock Units −31 229
2025-03-14 Yocca Frank Chief Scientific Officer Option exercise +31 1,839
2025-03-14 Yocca Frank Chief Scientific Officer Option exercise · Restricted Stock Units −31 229
2025-03-14 Mehta Vimal CEO and President Option exercise +162 3,887
2025-03-14 Mehta Vimal CEO and President Option exercise · Restricted Stock Units −162 1,142
2025-02-28 MACK DAVID J. Director Option exercise +1,693 6,772
2025-02-28 MACK DAVID J. Director Option exercise · Restricted Stock Units −1,693 13,545
2025-01-31 MACK DAVID J. Director Option exercise +27,089 81,267
2025-01-31 MACK DAVID J. Director Option exercise · Restricted Stock Units −27,089 243,810
2025-01-15 Patni Rajiv Director Grant or award · Stock Option (right to buy) +44,000 44,000
2025-01-07 Mehta Vimal CEO and President Grant or award · Stock Option (right to buy) +660,000 660,000
2025-01-07 Yocca Frank Chief Scientific Officer Grant or award · Stock Option (right to buy) +270,000 270,000
2025-01-07 Steinhart Richard I Chief Financial Officer Grant or award · Stock Option (right to buy) +270,000 270,000
2024-12-31 MACK DAVID J. Director Option exercise 10b5-1 +27,089 54,178
2024-12-31 MACK DAVID J. Director Option exercise · Restricted Stock Units 10b5-1 +27,089 270,899
2024-12-16 O'Neill Vincent See Remarks Sale 10b5-1 −165 $0.35 $58 19,957
2024-12-16 Mehta Vimal CEO and President Sale 10b5-1 −983 $0.36 $358 60,920

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