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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2018-12-03 Mehta Vimal CEO, President, Secretary Purchase +500 $5.20 $3K 2,000
2018-12-03 Steinhart Richard I Chief Financial Officer Purchase +500 $5.20 $3K 1,500
2018-11-30 Steinhart Richard I Chief Financial Officer Purchase +500 $5.00 $3K 1,000
2018-11-30 Yocca Frank Chief Scientific Officer Purchase +450 $5.20 $2K 950
2018-11-30 Mehta Vimal CEO, President, Secretary Purchase +300 $5.04 $2K 300
2018-11-30 Mehta Vimal CEO, President, Secretary Purchase +300 $5.05 $2K 600
2018-11-30 Mehta Vimal CEO, President, Secretary Purchase +100 $5.17 $517 700
2018-11-30 Mehta Vimal CEO, President, Secretary Purchase +300 $5.20 $2K 1,000
2018-11-29 Nandabalan Krishnan Director Purchase +1,000 $4.92 $5K 1,000
2018-11-29 Yocca Frank Chief Scientific Officer Purchase +500 $5.02 $3K 500
2018-11-29 Steinhart Richard I Chief Financial Officer Purchase +500 $5.00 $3K 500
2018-07-02 MUELLER PETER Director Gift −90,000 119,795
2018-07-02 MUELLER PETER Director Gift +90,000 90,000
2018-03-12 Mehta Vimal CEO, President and Secretary Purchase +2,000 $11.00 $22K 2,000
2018-03-12 Laumas Sandeep Director Grant or award · Stock Options +37,209 124,188
2018-03-12 Steinhart Richard I Chief Financial Officer Grant or award · Stock Options +32,232 116,130
2018-03-12 MUELLER PETER Director Grant or award · Stock Options +37,209 161,397
2018-03-12 Yocca Frank Chief Scientific Officer Grant or award · Stock Options +36,498 185,808
2018-03-12 O'Neill Vincent Chief Medical Officer Grant or award · Stock Options +31,047 155,472

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