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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-07-24 BioXcel Holdings, Inc. 10% owner Other disposition −160,000 $60.76 $9.7M 0
2020-07-24 BioXcel LLC 10% owner Other disposition −160,000 $60.76 $9.7M 9,020,000
2020-07-24 Mehta Vimal CEO, President and Secretary Other disposition −160,000 $60.76 $9.7M 9,020,000
2020-07-24 Mehta Vimal CEO, President and Secretary Other acquisition +80,000 $60.76 $4.9M 80,000
2020-07-24 Nandabalan Krishnan Director Other disposition −160,000 $60.76 $9.7M 9,020,000
2020-07-24 Nandabalan Krishnan Director Other acquisition +80,000 $60.76 $4.9M 80,000
2020-06-22 Benabou Reina See Remarks Grant or award · Stock Option (Right to Buy) +60,000 60,000
2020-06-15 Kane William P Jr Chief Commercial Officer Grant or award · Stock Option (Right to Buy) +110,000 110,000
2020-05-26 Yocca Frank Chief Scientific Officer Grant or award · Employee Stock Option (right to buy) +45,000 45,000
2020-05-26 Steinhart Richard I Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +55,000 55,000
2020-05-26 Mehta Vimal CEO, President and Secretary Grant or award · Employee Stock Option (right to buy) +250,000 250,000
2020-05-26 O'Neill Vincent Chief Medical Officer Grant or award · Employee Stock Option (right to buy) +40,000 40,000
2020-05-21 Laumas Sandeep Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2020-05-21 MUELLER PETER Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2020-05-21 MUELLER PETER Director Grant or award · Stock Option (Right to Buy) +5,000 5,000
2020-05-21 Votruba Michal Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2020-05-21 Votruba Michal Director Other disposition · Stock Option (Right to Buy) −20,000 0
2020-02-24 Mehta Vimal CEO, President and Secretary Returned to the company −300,000 $30.08 $9.0M 9,180,000
2019-04-01 Nandabalan Krishnan Director Gift −1,000 0
2019-04-01 Nandabalan Krishnan Director Gift +1,000 1,000

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