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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-01-25 Yocca Frank Chief Scientific Officer Sale −900 $46.94 $42K 102,497
2021-01-25 Yocca Frank Chief Scientific Officer Sale −3,472 $47.62 $165K 99,025
2021-01-25 Yocca Frank Chief Scientific Officer Sale −6,521 $48.39 $316K 92,504
2021-01-25 Yocca Frank Chief Scientific Officer Sale −4,107 $49.35 $203K 88,397
2021-01-25 Yocca Frank Chief Scientific Officer Option exercise · Employee Stock Option (right to buy) −15,000 54,310
2021-01-19 O'Neill Vincent Chief Medical Officer Option exercise +25,000 $0.41 $10K 25,000
2021-01-19 O'Neill Vincent Chief Medical Officer Sale −6,758 $48.43 $327K 18,242
2021-01-19 O'Neill Vincent Chief Medical Officer Sale −12,665 $49.27 $624K 5,577
2021-01-19 O'Neill Vincent Chief Medical Officer Sale −2,700 $50.38 $136K 2,877
2021-01-19 O'Neill Vincent Chief Medical Officer Sale −1,500 $51.45 $77K 1,377
2021-01-19 O'Neill Vincent Chief Medical Officer Sale −1,377 $52.45 $72K 0
2021-01-19 O'Neill Vincent Chief Medical Officer Option exercise · Employee Stock Option (right to buy) −25,000 74,425
2020-12-28 O'Neill Vincent Chief Medical Officer Option exercise +25,000 $0.41 $10K 25,000
2020-12-28 O'Neill Vincent Chief Medical Officer Sale −13,969 $50.77 $709K 11,031
2020-12-28 O'Neill Vincent Chief Medical Officer Sale −5,727 $51.75 $296K 5,304
2020-12-28 O'Neill Vincent Chief Medical Officer Sale −3,951 $52.68 $208K 1,353
2020-12-28 O'Neill Vincent Chief Medical Officer Sale −1,353 $53.54 $72K 0
2020-12-28 O'Neill Vincent Chief Medical Officer Option exercise · Employee Stock Option (right to buy) +25,000 99,425
2020-07-24 BioXcel Holdings, Inc. 10% owner Other disposition −160,000 $60.76 $9.7M 9,020,000
2020-07-24 BioXcel Holdings, Inc. 10% owner Other acquisition +160,000 $60.76 $9.7M 160,000

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