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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-01-17 Wiley Matthew T. CHIEF COMMERCIAL OFFICER Grant or award · Stock Option (Right to Buy) +85,000 85,000
2021-08-16 Rodriguez Javier See Remarks Grant or award · Stock Option (Right to Buy) +10,000 10,000
2021-08-16 Kane William P Jr Chief Commercial Officer Grant or award · Stock Option (Right to Buy) +40,000 40,000
2021-06-25 Mehta Vimal CEO, President and Secretary Sale −473,250 $30.83 $14.6M 8,546,750
2021-06-25 Nandabalan Krishnan Director Sale −473,250 $30.83 $14.6M 8,546,750
2021-06-25 BioXcel LLC 10% owner Sale −473,250 $30.83 $14.6M 8,546,750
2021-06-25 BioXcel Holdings, Inc. 10% owner Sale −473,250 $30.83 $14.6M 8,546,750
2021-06-11 Laumas Sandeep Director Grant or award · Stock Option (Right to Buy) +14,500 14,500
2021-06-11 Votruba Michal Director Grant or award · Stock Option (Right to Buy) +14,500 14,500
2021-06-11 Votruba Michal Director Other disposition · Stock Option (Right to Buy) −14,500 0
2021-06-11 MUELLER PETER Director Grant or award · Stock Option (Right to Buy) +14,500 14,500
2021-06-11 Bray June Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2021-03-25 O'Neill Vincent Chief Medical Officer Grant or award · Stock Option (Right to Buy) +10,000 10,000
2021-03-25 Yocca Frank Chief Scientific Officer Grant or award · Stock Option (Right to Buy) +22,000 22,000
2021-03-25 Steinhart Richard I Chief Financial Officer Grant or award · Stock Option (Right to Buy) +20,000 20,000
2021-03-25 Mehta Vimal CEO, President and Secretary Grant or award · Stock Option (Right to Buy) +250,000 250,000
2021-03-15 Yocca Frank Chief Scientific Officer Sale −14,370 $48.47 $697K 59,027
2021-03-15 Yocca Frank Chief Scientific Officer Sale −630 $49.30 $31K 58,397
2021-03-01 Bray June Director Grant or award · Stock Option (Right to Buy) +4,167 4,167
2021-02-22 Rodriguez Javier See Remarks Grant or award · Stock Option (Right to Buy) +32,000 32,000

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