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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-11-10 Nandabalan Krishnan Director Sale −27,450 $15.00 $412K 0
2022-11-10 Nandabalan Krishnan Director Option exercise · Stock Options −27,450 446,550
2022-07-01 MILLER MICHAEL PATRICK Director Grant or award · Stock Option (Right to Buy) +30,000 30,000
2022-05-19 Bray June Director Grant or award · Stock Option (Right to Buy) +17,000 17,000
2022-05-19 MUELLER PETER Director Grant or award · Stock Option (Right to Buy) +17,000 17,000
2022-05-19 Votruba Michal Director Grant or award · Stock Option (Right to Buy) +17,000 17,000
2022-05-19 Votruba Michal Director Other disposition · Stock Option (Right to Buy) −17,000 0
2022-05-19 Laumas Sandeep Director Grant or award · Stock Option (Right to Buy) +17,000 17,000
2022-05-14 Mehta Vimal CEO and President Grant or award · Restricted Stock Units +15,000 15,000
2022-05-14 Steinhart Richard I Senior VP and CFO Grant or award · Restricted Stock Units +5,000 5,000
2022-05-14 Rodriguez Javier See Remarks Grant or award · Restricted Stock Units +5,000 5,000
2022-03-14 O'Neill Vincent Chief Medical Officer Grant or award · Restricted Stock Units +8,337 8,337
2022-03-14 Rodriguez Javier See Remarks Grant or award · Restricted Stock Units +8,337 8,337
2022-03-14 Rodriguez Javier See Remarks Grant or award · Stock Option (Right to Buy) +33,350 33,350
2022-03-14 Mehta Vimal CEO and President Grant or award · Restricted Stock Units +41,750 41,750
2022-03-14 Mehta Vimal CEO and President Grant or award · Stock Option (Right to Buy) +167,000 167,000
2022-03-14 Steinhart Richard I Chief Financial Officer Grant or award · Restricted Stock Units +8,337 8,337
2022-03-14 Steinhart Richard I Chief Financial Officer Grant or award · Stock Option (Right to Buy) +33,350 33,350
2022-03-14 Yocca Frank Chief Scientific Officer Grant or award · Restricted Stock Units +8,337 8,337
2022-03-14 Yocca Frank Chief Scientific Officer Grant or award · Stock Option (Right to Buy) +33,350 33,350

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