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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-15 O'Neill Vincent Chief Medical Officer Grant or award · Stock Option (Right to Buy) +32,000 32,000
2023-03-15 Wiley Matthew T. CHIEF COMMERCIAL OFFICER Grant or award · Restricted Stock Units +12,000 12,000
2023-03-15 Wiley Matthew T. CHIEF COMMERCIAL OFFICER Grant or award · Stock Option (Right to Buy) +36,000 36,000
2023-03-15 Rodriguez Javier See Remarks Sale −950 $19.63 $19K 1,135
2023-03-15 Rodriguez Javier See Remarks Grant or award · Restricted Stock Units +9,000 9,000
2023-03-15 Rodriguez Javier See Remarks Grant or award · Stock Option (Right to Buy) +32,000 32,000
2023-03-14 Steinhart Richard I Chief Financial Officer Option exercise +2,084 3,584
2023-03-14 Steinhart Richard I Chief Financial Officer Option exercise · Restricted Stock Units −2,084 6,253
2023-03-14 Yocca Frank Chief Scientific Officer Option exercise +2,084 10,481
2023-03-14 Yocca Frank Chief Scientific Officer Option exercise · Restricted Stock Units −2,084 6,253
2023-03-14 Mehta Vimal CEO and President Option exercise +10,437 20,394
2023-03-14 Mehta Vimal CEO and President Option exercise · Restricted Stock Units −10,437 31,313
2023-03-14 O'Neill Vincent Chief Medical Officer Option exercise +2,084 2,084
2023-03-14 O'Neill Vincent Chief Medical Officer Option exercise · Restricted Stock Units −2,084 6,253
2023-03-14 Rodriguez Javier See Remarks Option exercise +2,084 2,084
2023-03-14 Rodriguez Javier See Remarks Option exercise · Restricted Stock Units −2,084 6,253
2023-01-20 Yocca Frank Chief Scientific Officer Sale −50,000 $30.00 $1.5M 8,397
2023-01-20 O'Neill Vincent Chief Medical Officer Option exercise +29,713 $0.41 $12K 29,713
2023-01-20 O'Neill Vincent Chief Medical Officer Sale −29,713 $30.00 $891K 0
2023-01-20 O'Neill Vincent Chief Medical Officer Option exercise · Employee Stock Option (right to buy) −29,713 29,712

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