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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-21 Mehta Vimal CEO and President Option exercise +30,000 $0.41 $12K 45,894
2023-03-21 Mehta Vimal CEO and President Sale −29,100 $19.70 $573K 16,794
2023-03-21 Mehta Vimal CEO and President Sale −900 $20.15 $18K 15,894
2023-03-21 Mehta Vimal CEO and President Option exercise · Stock Option (Right to Buy) −30,000 354,000
2023-03-20 Mehta Vimal CEO and President Option exercise +30,000 $0.41 $12K 50,394
2023-03-20 Mehta Vimal CEO and President Sale −24,667 $18.20 $449K 25,727
2023-03-20 Mehta Vimal CEO and President Sale −5,333 $18.86 $101K 20,394
2023-03-20 Mehta Vimal CEO and President Sale −3,896 $18.22 $71K 16,498
2023-03-20 Mehta Vimal CEO and President Sale −604 $18.88 $11K 15,894
2023-03-20 Mehta Vimal CEO and President Option exercise · Stock Option (Right to Buy) −30,000 384,000
2023-03-15 Steinhart Richard I Chief Financial Officer Sale −2,084 $19.50 $41K 1,500
2023-03-15 Steinhart Richard I Chief Financial Officer Grant or award · Restricted Stock Units +9,000 9,000
2023-03-15 Steinhart Richard I Chief Financial Officer Grant or award · Stock Option (Right to Buy) +32,000 32,000
2023-03-15 Yocca Frank Chief Scientific Officer Sale −985 $19.69 $19K 9,496
2023-03-15 Yocca Frank Chief Scientific Officer Grant or award · Restricted Stock Units +9,000 9,000
2023-03-15 Yocca Frank Chief Scientific Officer Grant or award · Stock Option (Right to Buy) +32,000 32,000
2023-03-15 Mehta Vimal CEO and President Grant or award · Restricted Stock Units +56,000 56,000
2023-03-15 Mehta Vimal CEO and President Grant or award · Stock Option (Right to Buy) +168,000 168,000
2023-03-15 O'Neill Vincent Chief Medical Officer Sale −845 $19.70 $17K 1,239
2023-03-15 O'Neill Vincent Chief Medical Officer Grant or award · Restricted Stock Units +9,000 9,000

Page 19 of 27 · 521 trades