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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-09-14 Mehta Vimal CEO and President Option exercise · Restricted Stock Units 10b5-1 −2,609 15,657
2024-09-14 Steinhart Richard I Chief Financial Officer Option exercise 10b5-1 +521 5,997
2024-09-14 Steinhart Richard I Chief Financial Officer Option exercise · Restricted Stock Units 10b5-1 −521 3,127
2024-09-14 Rodriguez Javier See Remarks Option exercise 10b5-1 +521 8,915
2024-09-14 Rodriguez Javier See Remarks Option exercise · Restricted Stock Units 10b5-1 −521 3,127
2024-09-14 O'Neill Vincent See Remarks Option exercise 10b5-1 +521 4,045
2024-09-14 O'Neill Vincent See Remarks Option exercise · Restricted Stock Units 10b5-1 −521 3,127
2024-07-22 O'Neill Vincent See Remarks Grant or award · Stock Option (right to buy) +1,875 1,875
2024-07-22 Mehta Vimal CEO and President Grant or award · Stock Option (right to buy) +6,250 6,250
2024-07-22 Steinhart Richard I Chief Financial Officer Grant or award · Restricted Stock Units +625 625
2024-07-22 Steinhart Richard I Chief Financial Officer Grant or award · Stock Option (right to buy) +1,875 1,875
2024-07-22 Wiley Matthew T. See Remarks Grant or award · Stock Option (right to buy) +1,875 1,875
2024-07-22 Rodriguez Javier See Remarks Grant or award · Restricted Stock Units +625 625
2024-07-22 Rodriguez Javier See Remarks Grant or award · Stock Option (right to buy) +1,875 1,875
2024-07-22 Yocca Frank Chief Scientific Officer Grant or award · Stock Option (right to buy) +1,875 1,875
2024-06-17 Yocca Frank Chief Scientific Officer Sale 10b5-1 −372 $1.28 $476 13,474
2024-06-17 Wiley Matthew T. Chief Commercial Officer Sale 10b5-1 −244 $1.26 $308 3,498
2024-06-17 Steinhart Richard I Chief Financial Officer Sale 10b5-1 −372 $1.26 $470 5,476
2024-06-17 Rodriguez Javier See Remarks Sale 10b5-1 −361 $1.26 $456 8,394
2024-06-17 O'Neill Vincent See Remarks Sale 10b5-1 −155 $1.29 $199 3,524

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