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CIK 0001720893 · Non-accelerated filer<br>Smaller reporting company

BioXcel Therapeutics, Inc.

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Ticker
BTAIQ
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
821386754
Phone
203-643-8060
Business address
555 LONG WHARF DRIVE, NEW HAVEN, CT, 06511
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 33 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-12-14 Steinhart Richard I Chief Financial Officer Option exercise · Restricted Stock Units 10b5-1 −521 2,606
2024-12-14 Rodriguez Javier See Remarks Option exercise 10b5-1 +521 24,291
2024-12-14 Rodriguez Javier See Remarks Option exercise · Restricted Stock Units 10b5-1 −521 2,606
2024-12-14 Yocca Frank Chief Scientific Officer Option exercise 10b5-1 +521 28,799
2024-12-14 Yocca Frank Chief Scientific Officer Option exercise · Restricted Stock Units 10b5-1 −521 2,606
2024-11-30 MACK DAVID J. Director Option exercise 10b5-1 +27,089 27,089
2024-11-30 MACK DAVID J. Director Option exercise · Restricted Stock Units 10b5-1 −27,089 297,988
2024-11-30 MACK DAVID J. Director Option exercise 10b5-1 +27,089 27,089
2024-11-21 MACK DAVID J. Director Grant or award · Restricted Stock Units 10b5-1 +297,988 297,998
2024-11-21 MACK DAVID J. Director Grant or award · Restricted Stock Units +325,077 325,077
2024-10-03 Wiley Matthew T. Chief Commercial Officer Sale 10b5-1 −6,272 $0.55 $3K 19,011
2024-10-03 Rodriguez Javier See Remarks Sale 10b5-1 −6,863 $0.55 $4K 23,770
2024-10-03 Yocca Frank Chief Scientific Officer Sale 10b5-1 −7,175 $0.55 $4K 28,278
2024-10-03 Steinhart Richard I Chief Financial Officer Sale 10b5-1 −7,175 $0.55 $4K 20,279
2024-10-03 O'Neill Vincent See Remarks Sale 10b5-1 −5,556 $0.55 $3K 19,601
2024-09-17 Wiley Matthew T. Chief Commercial Officer Grant or award 10b5-1 +21,250 25,283
2024-09-17 Rodriguez Javier See Remarks Grant or award 10b5-1 +21,250 30,633
2024-09-17 Yocca Frank Chief Scientific Officer Grant or award 10b5-1 +21,250 35,453
2024-09-17 Steinhart Richard I Chief Financial Officer Grant or award 10b5-1 +21,250 27,454
2024-09-17 O'Neill Vincent See Remarks Grant or award 10b5-1 +21,250 25,157

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