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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-02-22 Michael Gavin Constantine CEO and President Shares withheld for taxes −93,591 $0.96 $89K 2,271,290
2024-02-22 Alexander Karen Chief Financial Officer Shares withheld for taxes −29,577 $0.96 $28K 346,443
2024-02-18 Alexander Karen Chief Financial Officer Grant or award +563,816 954,201
2024-02-18 Alexander Karen Chief Financial Officer Grant or award +10,166 964,367
2024-02-08 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −19,329 $0.98 $19K 638,157
2024-02-07 D'Annunzio Marc General Counsel & Secretary Shares withheld for taxes 10b5-1 −9,834 $1.42 $14K 657,486
2024-02-07 Michael Gavin Constantine CEO and President Shares withheld for taxes −67,198 $1.42 $95K 2,364,881
2024-02-07 Alexander Karen Chief Financial Officer Shares withheld for taxes −5,025 $1.42 $7K 376,020
2024-01-25 D'Annunzio Marc General Counsel & Secretary Shares withheld for taxes 10b5-1 −23,193 $1.39 $32K 710,127
2024-01-25 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −42,807 $1.27 $54K 667,320
2024-01-25 Michael Gavin Constantine CEO and President Shares withheld for taxes −384,734 $1.39 $535K 2,432,079
2023-12-29 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −393,125 $2.56 $1.0M 2,195,441
2023-12-28 Alexander Karen Chief Financial Officer Shares withheld for taxes −8,923 $1.84 $16K 381,045
2023-12-28 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −360,544 $2.31 $833K 2,588,566
2023-12-27 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −753,001 $2.25 $1.7M 2,949,110
2023-12-20 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −237,711 $2.01 $479K 3,702,111
2023-12-19 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −144,484 $2.01 $291K 3,939,822
2023-12-11 Collins Sean Roberts Director Other disposition −412,211 0
2023-12-11 Collins Sean Roberts Director Other disposition −4,616 20
2023-12-11 Collins Sean Roberts Director Other disposition −49,252 31

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