CIK 0001820302 · Accelerated filer<br>Smaller reporting company
Bakkt, Inc.
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- BKKT
- Exchange
- NYSE
- Industry
- Finance Services
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 412324812
- Phone
- 332-203-3017
- Business address
- 3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
- Former names
- Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
- Open-market buys, last 90 days
- $2,111,557
- in 1 filing
- Open-market sales, last 90 days
- $24,332
- in 3 filings
Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 45 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-03-18 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +563,816 | 1,203,616 | ||
| 2024-03-18 | Alexander Karen Chief Financial Officer | Grant or award | +14,645 | 361,018 | ||
| 2024-03-18 | Alexander Karen Chief Financial Officer | Grant or award | +29,297 | 390,385 | ||
| 2024-03-18 | Alexander Karen Chief Financial Officer | Grant or award | +563,816 | 954,201 | ||
| 2024-03-18 | Alexander Karen Chief Financial Officer | Grant or award | +10,166 | 964,367 | ||
| 2024-03-18 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +20,334 | 586,964 | ||
| 2024-03-18 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +8,894 | 595,858 | ||
| 2024-03-18 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +43,942 | 639,800 | ||
| 2024-03-18 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +563,816 | 1,203,616 | ||
| 2024-03-18 | Michael Gavin Constantine CEO and President | Grant or award | +211,670 | 2,482,960 | ||
| 2024-03-18 | Michael Gavin Constantine CEO and President | Grant or award | +37,062 | 2,520,022 | ||
| 2024-03-18 | Michael Gavin Constantine CEO and President | Grant or award | +366,188 | 2,886,210 | ||
| 2024-03-18 | Michael Gavin Constantine CEO and President | Grant or award | +1,332,456 | 4,218,666 | ||
| 2024-03-18 | Alexander Karen Chief Financial Officer | Grant or award | +43,942 | 390,385 | ||
| 2024-03-04 | Intercontinental Exchange, Inc. 10% owner | Purchase | +2,762,009 | $0.87 | $2.4M | 7,476,345 |
| 2024-03-04 | Intercontinental Exchange, Inc. 10% owner | Purchase · Class 1 Warrants (right to buy) | +1,381,004 | $0.87 | $1.2M | 1,381,004 |
| 2024-03-04 | Intercontinental Exchange, Inc. 10% owner | Purchase · Class 2 Warrants (right to buy) | +1,381,004 | $0.87 | $1.2M | 1,381,004 |
| 2024-02-23 | D'Annunzio Marc General Counsel & Secretary | Sale 10b5-1 | −50,247 | $0.88 | $44K | 566,630 |
| 2024-02-22 | Goodroe Charles Chief Accounting Officer | Shares withheld for taxes | −1,319 | $0.96 | $1K | 32,789 |
| 2024-02-22 | D'Annunzio Marc General Counsel & Secretary | Shares withheld for taxes 10b5-1 | −21,280 | $0.96 | $20K | 616,877 |
Page 8 of 16 · 304 trades