CIK 0001820302 · Accelerated filer<br>Smaller reporting company
Bakkt, Inc.
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- BKKT
- Exchange
- NYSE
- Industry
- Finance Services
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 412324812
- Phone
- 332-203-3017
- Business address
- 3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
- Former names
- Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
- Open-market buys, last 90 days
- $2,111,557
- in 1 filing
- Open-market sales, last 90 days
- $24,332
- in 3 filings
Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 45 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-06-28 | Collins Sean Roberts Director | Grant or award | +21,875 | 33,237 | ||
| 2024-06-28 | Simeone Jill Director | Grant or award | +11,364 | 21,263 | ||
| 2024-06-28 | GOLDBERG MICHELLE J Director | Grant or award | +11,364 | 21,065 | ||
| 2024-06-28 | Watson Gordon Director | Grant or award | +14,205 | 26,231 | ||
| 2024-06-28 | Lumb Richard Director | Grant or award | +11,364 | 21,065 | ||
| 2024-06-28 | Dow De'Ana Director | Grant or award | +11,364 | 30,564 | ||
| 2024-06-28 | Dow De'Ana Director | Grant or award | +11,364 | 41,928 | ||
| 2024-05-30 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +23,541 | 47,789 | ||
| 2024-05-30 | Alexander Karen Chief Financial Officer | Grant or award | +23,541 | 39,355 | ||
| 2024-04-25 | Intercontinental Exchange, Inc. 10% owner | Purchase | +350,880 | $0.87 | $304K | 649,934 |
| 2024-04-25 | Intercontinental Exchange, Inc. 10% owner | Purchase · Class 1 Warrants (right to buy) | +175,440 | $0.87 | $152K | 230,680 |
| 2024-04-25 | Intercontinental Exchange, Inc. 10% owner | Purchase · Class 2 Warrants (right to buy) | +175,440 | $0.87 | $152K | 230,680 |
| 2024-04-22 | D'Annunzio Marc General Counsel & Secretary | Sale 10b5-1 | +20,504 | $0.40 | $8K | 606,201 |
| 2024-04-05 | D'Annunzio Marc General Counsel & Secretary | Shares withheld for taxes | −13,095 | $0.52 | $7K | 1,190,521 |
| 2024-04-05 | Alexander Karen Chief Financial Officer | Shares withheld for taxes | −5,194 | $0.52 | $3K | 959,173 |
| 2024-03-26 | Main Andrew A CHIEF EXEC OFFICER & PRESIDENT | Grant or award | +9,146,341 | 9,457,983 | ||
| 2024-03-18 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +20,334 | 586,964 | ||
| 2024-03-18 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +8,894 | 595,858 | ||
| 2024-03-18 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +14,645 | 610,503 | ||
| 2024-03-18 | D'Annunzio Marc General Counsel & Secretary | Grant or award | +29,297 | 639,800 |
Page 7 of 16 · 304 trades