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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-04-11 Henderson Joseph Sean-Walsh Chief Accounting Officer Grant or award +6,315 13,661
2025-04-11 Main Andrew A Co-CEO & President Grant or award +58,265 446,403
2025-04-11 D'Annunzio Marc General Counsel & Secretary Grant or award +34,211 83,308
2025-04-11 Alexander Karen Chief Financial Officer Grant or award +34,211 74,613
2025-04-09 Baes Nicholas Chief Operating Officer Shares withheld for taxes −800 $9.08 $7K 74,599
2025-03-27 Main Andrew A Co-CEO & President Shares withheld for taxes −51,147 $10.94 $560K 388,138
2025-02-19 D'Annunzio Marc General Counsel & Secretary Shares withheld for taxes −174 $14.84 $3K 49,950
2025-02-19 D'Annunzio Marc General Counsel & Secretary Shares withheld for taxes −852 $14.84 $13K 49,098
2025-02-19 Alexander Karen Chief Financial Officer Shares withheld for taxes −209 $14.84 $3K 41,418
2025-02-19 Alexander Karen Chief Financial Officer Shares withheld for taxes −1,015 $14.84 $15K 40,403
2025-02-13 Main Andrew A Chief Exec Officer & President Grant or award +60,967 439,285
2025-02-13 D'Annunzio Marc General Counsel & Secretary Grant or award +3,495 50,124
2025-02-13 Alexander Karen Chief Financial Officer Grant or award +3,495 42,959
2025-02-05 D'Annunzio Marc General Counsel & Secretary Shares withheld for taxes −347 $17.56 $6K 46,629
2025-02-05 Alexander Karen Chief Financial Officer Shares withheld for taxes −173 $17.56 $3K 39,464
2025-01-22 D'Annunzio Marc General Counsel & Secretary Shares withheld for taxes −809 $28.84 $23K 46,976
2024-12-23 Baes Nicholas Chief Operating Officer Grant or award +49,907 76,198
2024-12-23 Alexander Karen Chief Financial Officer Shares withheld for taxes −362 $27.56 $10K 39,637
2024-12-17 Henderson Joseph Sean-Walsh Chief Accounting Officer Grant or award +6,546 7,346
2024-09-11 BROWN COLLEEN B Director Grant or award +12,228 14,956

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