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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-08-21 Naheta Akshay Sudhir CEO and President Purchase +100,000 $8.18 $818K 111,426
2025-08-21 Naheta Akshay Sudhir CEO and President Purchase +50,000 $8.00 $400K 161,426
2025-07-15 Henderson Joseph Sean-Walsh Chief Accounting Officer Sale −95 $18.75 $2K 13,566
2025-07-15 Main Andrew A Co-CEO & President Sale −14,440 $18.21 $263K 431,963
2025-07-15 D'Annunzio Marc General Counsel & Secretary Sale −559 $18.21 $10K 69,248
2025-07-15 Alexander Karen Chief Financial Officer Sale −671 $18.21 $12K 69,768
2025-06-17 Collins Sean Roberts Director Grant or award +30,191 63,431
2025-06-17 BROWN COLLEEN B Director Grant or award +16,543 31,499
2025-06-17 Simeone Jill Director Grant or award +16,543 37,806
2025-06-17 GOLDBERG MICHELLE J Director Grant or award +16,543 37,608
2025-06-17 Watson Gordon Director Grant or award +20,679 46,910
2025-06-17 Dow De'Ana Director Grant or award +16,543 39,271
2025-05-14 D'Annunzio Marc General Counsel & Secretary Sale −10,000 $14.21 $142K 69,807
2025-05-14 Dow De'Ana Director Sale −19,200 $12.89 $248K 22,728
2025-04-28 Baes Nicholas Chief Operating Officer Shares withheld for taxes −2,528 $8.93 $23K 106,282
2025-04-28 D'Annunzio Marc General Counsel & Secretary Shares withheld for taxes −3,501 $8.93 $31K 79,807
2025-04-28 Alexander Karen Chief Financial Officer Shares withheld for taxes −4,174 $8.93 $37K 70,439
2025-04-21 Naheta Akshay Sudhir Co-CEO Grant or award +11,426 11,426
2025-04-21 Naheta Akshay Sudhir Co-CEO Grant or award · Performance Units +1,607,717 1,607,717
2025-04-11 Baes Nicholas Chief Operating Officer Grant or award +34,211 108,810

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