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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-11-03 Intercontinental Exchange, Inc. 10% owner Other acquisition · Preferred Stock +465,890 $39.34 $18.3M 465,890
2025-11-03 Intercontinental Exchange, Inc. 10% owner Other acquisition · Class 1 Warrants (right to buy) +230,680 230,680
2025-11-03 Intercontinental Exchange, Inc. 10% owner Other acquisition · Class 2 Warrants (right to buy) +230,680 230,680
2025-11-03 Intercontinental Exchange, Inc. 10% owner Other acquisition +649,934 649,934
2025-11-03 Intercontinental Exchange, Inc. 10% owner Option exercise +6,803,178 7,453,112
2025-11-03 Intercontinental Exchange, Inc. 10% owner Option exercise · Bakkt Opco Units −6,803,178 0
2025-11-03 Intercontinental Exchange, Inc. 10% owner Other acquisition · Preferred Stock +465,890 $39.34 $18.3M 465,890
2025-11-03 Intercontinental Exchange, Inc. 10% owner Other acquisition · Class 1 Warrants (right to buy) +230,680 230,680
2025-11-03 Intercontinental Exchange, Inc. 10% owner Other acquisition · Class 2 Warrants (right to buy) +230,680 230,680
2025-11-03 Naheta Akshay Sudhir CEO and President Grant or award +69,733 $39.34 $2.7M 261,159
2025-11-03 D'Annunzio Marc General Counsel & Secretary Option exercise +48,188 117,436
2025-11-03 D'Annunzio Marc General Counsel & Secretary Option exercise · Bakkt Opco Units −48,188 0
2025-10-31 Naheta Akshay Sudhir CEO and President Grant or award · Stock Option (right to buy) +1,342,282 1,342,282
2025-10-31 Baes Nicholas Chief Operating Officer Grant or award · Stock Option (right to buy) +53,691 53,691
2025-10-31 D'Annunzio Marc General Counsel & Secretary Grant or award · Stock Option (right to buy) +134,228 134,228
2025-10-31 Alexander Karen Chief Financial Officer Grant or award · Stock Option (right to buy) +26,846 26,846
2025-10-30 ALFRED MICHAEL Director Grant or award +139 19,476
2025-09-25 Baes Nicholas Chief Operating Officer Shares withheld for taxes −810 $20.00 $16K 105,472
2025-08-28 Alexander Karen Chief Financial Officer Shares withheld for taxes −483 $8.89 $4K 69,285
2025-08-22 Naheta Akshay Sudhir CEO and President Purchase +30,000 $8.55 $256K 191,426

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