CIK 0001820302 · Accelerated filer<br>Smaller reporting company
Bakkt, Inc.
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- BKKT
- Exchange
- NYSE
- Industry
- Finance Services
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 412324812
- Phone
- 332-203-3017
- Business address
- 3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
- Former names
- Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
- Open-market buys, last 90 days
- $2,111,557
- in 1 filing
- Open-market sales, last 90 days
- $24,332
- in 3 filings
Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 45 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-11-19 | ALFRED MICHAEL Director | Grant or award | +9,000 | 28,476 | ||
| 2025-11-14 | Naheta Akshay Sudhir CEO and President | Option exercise | +803,861 | 1,098,577 | ||
| 2025-11-14 | Naheta Akshay Sudhir CEO and President | Option exercise · Performance Units | −803,861 | 803,856 | ||
| 2025-11-14 | Naheta Akshay Sudhir CEO and President | Option exercise | +803,861 | 1,098,577 | ||
| 2025-11-14 | Naheta Akshay Sudhir CEO and President | Option exercise · Performance Units | −803,861 | 803,856 | ||
| 2025-11-14 | Baes Nicholas Chief Operating Officer | Shares withheld for taxes | −198 | $21.61 | $4K | 105,945 |
| 2025-11-14 | D'Annunzio Marc General Counsel & Secretary | Shares withheld for taxes | −495 | $21.61 | $11K | 118,618 |
| 2025-11-14 | Alexander Karen Chief Financial Officer | Shares withheld for taxes | −121 | $21.61 | $3K | 69,499 |
| 2025-11-12 | Naheta Akshay Sudhir CEO and President | Option exercise | +33,557 | $10.00 | $336K | 294,716 |
| 2025-11-12 | Naheta Akshay Sudhir CEO and President | Option exercise · Stock Option (right to buy) | −33,557 | 1,308,725 | ||
| 2025-11-12 | Baes Nicholas Chief Operating Officer | Option exercise | +671 | $10.00 | $7K | 106,143 |
| 2025-11-12 | Baes Nicholas Chief Operating Officer | Option exercise · Stock Option (right to buy) | −671 | 53,020 | ||
| 2025-11-12 | D'Annunzio Marc General Counsel & Secretary | Option exercise | +1,677 | $10.00 | $17K | 119,113 |
| 2025-11-12 | D'Annunzio Marc General Counsel & Secretary | Option exercise · Stock Option (right to buy) | −1,677 | 132,551 | ||
| 2025-11-12 | Alexander Karen Chief Financial Officer | Option exercise | +335 | $10.00 | $3K | 69,620 |
| 2025-11-12 | Alexander Karen Chief Financial Officer | Option exercise · Stock Option (right to buy) | −335 | 26,511 | ||
| 2025-11-12 | Henderson Joseph Sean-Walsh Chief Accounting Officer | Sale | −169 | $21.50 | $4K | 13,397 |
| 2025-11-03 | Intercontinental Exchange, Inc. 10% owner | Other acquisition | +649,934 | 649,934 | ||
| 2025-11-03 | Intercontinental Exchange, Inc. 10% owner | Conversion | +6,803,178 | 7,453,112 | ||
| 2025-11-03 | Intercontinental Exchange, Inc. 10% owner | Conversion · Bakkt Opco Units | −6,803,178 | 0 |
Page 3 of 16 · 304 trades