CIK 0001820302 · Accelerated filer<br>Smaller reporting company
Bakkt, Inc.
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- BKKT
- Exchange
- NYSE
- Industry
- Finance Services
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 412324812
- Phone
- 332-203-3017
- Business address
- 3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
- Former names
- Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
- Open-market buys, last 90 days
- $2,111,557
- in 1 filing
- Open-market sales, last 90 days
- $24,332
- in 3 filings
Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 45 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-05-15 | Baes Nicholas Chief Operating Officer | Option exercise · Stock Option (right to buy) | −671 | 52,349 | ||
| 2026-05-15 | D'Annunzio Marc General Counsel & Secretary | Option exercise | +1,677 | $10.00 | $17K | 111,736 |
| 2026-05-15 | D'Annunzio Marc General Counsel & Secretary | Option exercise · Stock Option (right to buy) | −1,677 | 130,874 | ||
| 2026-05-15 | Alexander Karen Chief Financial Officer | Option exercise | +335 | $10.00 | $3K | 56,106 |
| 2026-05-15 | Alexander Karen Chief Financial Officer | Option exercise · Stock Option (right to buy) | −335 | 26,176 | ||
| 2026-05-15 | Naheta Akshay Sudhir Chief Executive Officer | Option exercise | +33,557 | $10.00 | $336K | 9,093,522 |
| 2026-05-15 | Naheta Akshay Sudhir Chief Executive Officer | Option exercise · Stock Option (right to buy) | −33,557 | 1,275,168 | ||
| 2026-05-15 | ALFRED MICHAEL Director | Purchase | +365,000 | $8.34 | $3.0M | 405,000 |
| 2026-04-30 | Naheta Akshay Sudhir CEO and President | Grant or award | +7,927,831 | 9,026,408 | ||
| 2026-04-28 | Baes Nicholas Chief Operating Officer | Sale | −2,352 | $9.13 | $21K | 106,266 |
| 2026-04-28 | D'Annunzio Marc General Counsel & Secretary | Sale 10b5-1 | −3,789 | $9.13 | $35K | 114,050 |
| 2026-04-28 | D'Annunzio Marc General Counsel & Secretary | Sale 10b5-1 | −3,991 | $8.60 | $34K | 110,059 |
| 2026-04-28 | Alexander Karen Chief Financial Officer | Sale | −4,684 | $9.13 | $43K | 55,771 |
| 2026-04-06 | Baes Nicholas Chief Operating Officer | Sale | −711 | $7.56 | $5K | 101,312 |
| 2026-03-30 | D'Annunzio Marc General Counsel and Secretary | Sale 10b5-1 | −5,342 | $7.08 | $38K | 106,069 |
| 2026-03-27 | D'Annunzio Marc General Counsel and Secretary | Sale 10b5-1 | −6,422 | $8.55 | $55K | 111,411 |
| 2026-02-24 | D'Annunzio Marc General Counsel and Secretary | Sale 10b5-1 | −785 | $10.09 | $8K | 117,833 |
| 2025-12-19 | Henderson Joseph Sean-Walsh Chief Accounting Officer | Sale | −2,461 | $10.01 | $25K | 10,936 |
| 2025-12-03 | Intercontinental Exchange, Inc. 10% owner | Conversion | +465,890 | 7,919,002 | ||
| 2025-12-03 | Intercontinental Exchange, Inc. 10% owner | Conversion · Preferred Stock | −465,890 | 0 |
Page 2 of 16 · 304 trades