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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ALFRED MICHAEL +$2.1M Director 1 filing
  2. Baes Nicholas −$11K Chief Operating Officer sold 1% of stake
  3. D'Annunzio Marc −$11K General Counsel & Secretary sold 1% of stake
  4. Henderson Joseph Sean-Walsh −$2K Chief Accounting Officer sold 2% of stake
Date Insider Transaction Shares Price Value Owned after
2021-11-17 VPC Impact Acquisition Holdings Sponsor, LLC Director Option exercise · Private Placement Warrants −6,147,440 0
2021-10-15 White Adam Lee President Grant or award · Bakkt Opco Units +3,659,164 3,659,164
2021-10-15 Johnson Matthew Alan Chief Technology Officer Grant or award · Bakkt Opco Units +270,422 270,422
2021-10-15 D'Annunzio Marc General Counsel & Secretary Grant or award · Bakkt Opco Units +1,554,712 1,554,712
2021-10-15 Collins Sean Roberts Director Grant or award +582,323 $10.00 $5.8M 582,323
2021-10-15 Collins Sean Roberts Director Grant or award · Bakkt Opco Units +2,751,943 2,751,943
2021-10-15 Collins Sean Roberts Director Grant or award · Bakkt Opco Units +156,167 156,167
2021-10-15 Clifton David C Director Grant or award · Bakkt Opco Units +162,608 162,608
2021-10-15 Cabrera Nicolas Chief Product Officer Grant or award · Bakkt Opco Units +323,733 323,733
2021-10-15 Summers Kurt Director Option exercise +20,000 20,000
2021-10-15 Summers Kurt Director Option exercise · Class B ordinary shares, par value $0.0001 −20,000 0
2021-10-15 Schmitz Kai Director Option exercise +20,000 20,000
2021-10-15 Schmitz Kai Director Option exercise · Class B ordinary shares, par value $0.0001 −20,000 0
2021-10-15 VPC Impact Acquisition Holdings Sponsor, LLC Director Option exercise +5,124,300 5,124,300
2021-10-15 VPC Impact Acquisition Holdings Sponsor, LLC Director Option exercise · Class B ordinary shares, par value $0.0001 −5,124,300 0
2021-10-15 VPC Impact Acquisition Holdings Sponsor, LLC Director Grant or award · Private Placement Warrants −6,147,440 $1.00 $6.1M 6,147,440
2021-07-07 Alpine Global Management, LLC 10% owner Sale −1,800,000 $9.97 $17.9M 1,013,820
2021-01-29 Alpine Global Management, LLC 10% owner Sale −717 $14.65 $11K 2,701,555
2021-01-29 Alpine Global Management, LLC 10% owner Purchase −3,344 $14.68 $49K 2,704,899
2021-01-28 Alpine Global Management, LLC 10% owner Purchase +3,577 $13.98 $50K 2,705,132

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