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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ALFRED MICHAEL +$2.1M Director 1 filing
  2. Baes Nicholas −$11K Chief Operating Officer sold 1% of stake
  3. D'Annunzio Marc −$11K General Counsel & Secretary sold 1% of stake
  4. Henderson Joseph Sean-Walsh −$2K Chief Accounting Officer sold 2% of stake
Date Insider Transaction Shares Price Value Owned after
2022-01-21 LaBenne Andrew Chief Financial Officer Grant or award +200,000 266,667
2022-01-21 Gordon Nancy EVP Loyalty Rewards & Payments Grant or award +200,000 266,667
2022-01-21 D'Annunzio Marc General Counsel & Secretary Grant or award +200,000 200,000
2021-12-23 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −14,115 $10.14 $143K 8,963,551
2021-12-22 Watson Gordon Director Grant or award +10,000 10,000
2021-12-22 Main Andrew A Director Grant or award +10,000 10,000
2021-12-22 Lumb Richard Director Grant or award +10,000 10,000
2021-12-22 GOLDBERG MICHELLE J Director Grant or award +10,000 10,000
2021-12-22 Cook Kristyn Director Grant or award +10,000 10,000
2021-12-22 Collins Sean Roberts Director Grant or award +10,000 10,000
2021-12-21 Zemlin Sheela EVP, Chief Revenue Officer Grant or award +66,667 66,667
2021-12-21 Michael Gavin Constantine Chief Executive Officer Grant or award +694,000 694,000
2021-12-21 Lewis Michael Leroy EVP Engineering & Operations Grant or award +66,667 66,667
2021-12-21 LaBenne Andrew Chief Financial Officer Grant or award +66,667 66,677
2021-12-21 Gordon Nancy EVP Loyalty Rewards & Payments Grant or award +66,667 66,667
2021-12-21 Alexander Karen Chief Accounting Officer Grant or award +75,000 75,000
2021-12-16 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −44,856 $8.98 $403K 9,046,806
2021-12-16 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −63,600 $10.27 $653K 8,983,206
2021-12-16 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −5,540 $11.19 $62K 8,977,666
2021-11-17 VPC Impact Acquisition Holdings Sponsor, LLC Director Option exercise +3,967,362 9,091,662

Page 17 of 19 · 364 trades