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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-01-06 VPC Impact Acquisition Holdings Sponsor, LLC Director Other disposition −349,510 7,723,540
2022-12-23 Alexander Karen Chief Financial Officer Sale −11,487 $1.35 $16K 199,968
2022-12-01 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −69,640 $1.78 $124K 8,073,050
2022-11-17 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −170,000 $1.94 $330K 8,142,690
2022-10-26 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −7,500 $2.33 $17K 8,312,690
2022-09-22 Goodroe Charles Chief Accounting Officer Grant or award +25,160 25,160
2022-09-12 Alexander Karen Chief Financial Officer Grant or award +100,000 211,455
2022-08-31 D'Annunzio Marc General Counsel & Secretary Conversion +250,000 537,491
2022-08-31 D'Annunzio Marc General Counsel & Secretary Conversion · Bakkt Opco Units −250,000 1,304,712
2022-08-26 Spatz Meredith Chief Customer Officer Grant or award +100,000 100,000
2022-06-14 Dow De'Ana Director Grant or award +89,686 194,320
2022-06-14 Lumb Richard Director Grant or award +89,686 99,686
2022-06-14 Watson Gordon Director Grant or award +112,108 122,108
2022-06-14 Simeone Jill Director Grant or award +104,634 104,634
2022-06-14 Main Andrew A Director Grant or award +117,713 127,713
2022-06-14 GOLDBERG MICHELLE J Director Grant or award +89,686 99,686
2022-06-14 Dow De'Ana Director Grant or award +104,634 104,634
2022-06-14 Cook Kristyn Director Grant or award +114,350 124,350
2022-06-14 Collins Sean Roberts Director Grant or award +172,646 182,646
2022-05-19 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −16,000 $2.73 $44K 8,320,190

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