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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-14 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −50,000 $1.32 $66K 7,573,540
2023-02-28 D'Annunzio Marc General Counsel & Secretary Conversion +100,000 733,320
2023-02-28 D'Annunzio Marc General Counsel & Secretary Conversion · Bakkt Opco Units −100,000 1,204,712
2023-02-24 Michael Gavin Constantine CEO and President Grant or award +391,645 2,463,414
2023-02-24 Michael Gavin Constantine CEO and President Grant or award +80,000 2,543,414
2023-02-24 Goodroe Charles Chief Accounting Officer Grant or award +11,373 36,533
2023-02-24 Elliot Mark Sonbolian Chief Sales & Mktg Officer Grant or award +140,992 399,260
2023-02-24 Elliot Mark Sonbolian Chief Sales & Mktg Officer Grant or award +50,000 449,260
2023-02-24 Spatz Meredith Chief Client Officer Grant or award +140,992 240,992
2023-02-24 Spatz Meredith Chief Client Officer Grant or award +50,000 290,992
2023-02-24 O'Prey Daniel Chief Product Officer, Crypto Grant or award +140,992 391,238
2023-02-24 O'Prey Daniel Chief Product Officer, Crypto Grant or award +50,000 441,238
2023-02-24 Lewis Michael Leroy Chief Engineering Officer Grant or award +140,992 420,125
2023-02-24 Lewis Michael Leroy Chief Engineering Officer Grant or award +50,000 470,125
2023-02-24 D'Annunzio Marc General Counsel & Secretary Grant or award +140,992 583,320
2023-02-24 D'Annunzio Marc General Counsel & Secretary Grant or award +50,000 633,320
2023-02-24 Michael Gavin Constantine CEO and President Grant or award +587,467 2,659,236
2023-02-24 Michael Gavin Constantine CEO and President Grant or award +80,000 2,739,236
2023-02-24 Alexander Karen Chief Financial Officer Grant or award +140,992 335,880
2023-02-24 Alexander Karen Chief Financial Officer Grant or award +50,000 385,880

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