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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-05-18 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −54,914 $1.41 $78K 6,044,254
2023-05-01 VPC Impact Acquisition Holdings Sponsor, LLC Director Other disposition −1,357,389 6,099,168
2023-04-28 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −50,237 $1.37 $69K 733,320
2023-04-28 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −50,237 $1.37 $69K 754,956
2023-04-17 D'Annunzio Marc General Counsel & Secretary Grant or award +50,000 783,320
2023-04-17 D'Annunzio Marc General Counsel & Secretary Grant or award +21,873 805,193
2023-04-17 D'Annunzio Marc General Counsel & Secretary Shares withheld for taxes −15,051 $1.47 $22K 790,142
2023-04-17 D'Annunzio Marc General Counsel & Secretary Shares withheld for taxes −6,585 $1.47 $10K 783,557
2023-04-17 Michael Gavin Constantine CEO and President Grant or award +520,500 3,063,914
2023-04-17 Michael Gavin Constantine CEO and President Grant or award +91,137 3,155,051
2023-04-17 Michael Gavin Constantine CEO and President Shares withheld for taxes −287,838 $1.47 $423K 2,867,213
2023-04-17 Michael Gavin Constantine CEO and President Shares withheld for taxes −50,400 $1.47 $74K 2,816,813
2023-04-17 D'Annunzio Marc General Counsel & Secretary Grant or award +50,000 783,320
2023-04-17 D'Annunzio Marc General Counsel & Secretary Grant or award +21,873 805,193
2023-04-17 Michael Gavin Constantine CEO and President Grant or award +520,500 3,063,914
2023-04-17 Michael Gavin Constantine CEO and President Grant or award +91,137 3,155,051
2023-04-17 Alexander Karen Chief Financial Officer Grant or award +24,999 410,879
2023-04-14 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −22,488 $1.53 $34K 7,456,557
2023-04-03 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −20,000 $1.67 $33K 7,479,045
2023-03-31 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −74,495 $1.70 $127K 7,499,045

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