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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-11-16 Collins Sean Roberts Director Conversion · Bakkt Opco Units −2,751,943 0
2023-11-16 Collins Sean Roberts Director Conversion · Bakkt Opco Units −156,167 0
2023-09-25 Goodroe Charles Chief Accounting Officer Shares withheld for taxes −2,425 $1.10 $3K 32,789
2023-08-26 Alexander Karen Chief Financial Officer Shares withheld for taxes −11,897 $1.31 $16K 398,982
2023-08-26 Alexander Karen Chief Financial Officer Shares withheld for taxes −9,012 $1.31 $12K 389,970
2023-07-19 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −600 $1.85 $1K 4,603,069
2023-07-17 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −40,585 $1.87 $76K 4,603,669
2023-07-14 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −400,000 $2.07 $828K 4,644,254
2023-07-13 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −400,000 $1.65 $660K 5,044,254
2023-07-12 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −400,000 $1.57 $630K 5,444,254
2023-07-11 VPC Impact Acquisition Holdings Sponsor, LLC Director Sale −200,000 $1.58 $315K 5,844,254
2023-06-06 Main Andrew A Director Grant or award +183,929 311,642
2023-06-06 Collins Sean Roberts Director Grant or award +275,000 457,646
2023-06-06 Watson Gordon Director Grant or award +178,572 300,680
2023-06-06 Lumb Richard Director Grant or award +142,858 242,544
2023-06-06 GOLDBERG MICHELLE J Director Grant or award +142,858 242,544
2023-06-06 Simeone Jill Director Grant or award +142,858 247,492
2023-06-06 Dow De'Ana Director Grant or award +142,858 337,178
2023-06-06 Dow De'Ana Director Grant or award +142,858 480,036
2023-06-06 GOLDBERG MICHELLE J Director Grant or award +142,858 242,544

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