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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-09-23 Henderson Joseph Sean-Walsh Chief Accounting Officer Sale −282 $8.61 $2K 12,672
2026-09-23 D'Annunzio Marc General Counsel & Secretary Sale −1,272 $8.61 $11K 107,006
2026-09-23 Baes Nicholas Chief Operating Officer Sale −1,272 $8.61 $11K 104,103
2026-07-15 D'Annunzio Marc General Counsel & Secretary Sale −539 $8.44 $5K 108,278
2026-07-15 Alexander Karen Chief Financial Officer Sale −657 $8.44 $6K 53,542
2026-07-15 Henderson Joseph Sean-Walsh Chief Accounting Officer Sale −94 $8.33 $783 12,954
2026-06-26 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −1,357 $7.71 $10K 108,817
2026-06-25 Henderson Joseph Sean-Walsh Chief Accounting Officer Sale −349 $7.93 $3K 13,048
2026-06-25 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −1,562 $7.93 $12K 110,174
2026-06-25 Baes Nicholas Chief Operating Officer Sale −1,562 $7.93 $12K 105,375
2026-06-25 Alexander Karen Chief Financial Officer Sale −1,907 $7.93 $15K 54,199
2026-04-28 Baes Nicholas Chief Operating Officer Sale −2,352 $9.13 $21K 106,266
2026-04-28 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −3,789 $9.13 $35K 114,050
2026-04-28 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −3,991 $8.60 $34K 110,059
2026-04-28 Alexander Karen Chief Financial Officer Sale −4,684 $9.13 $43K 55,771
2026-04-06 Baes Nicholas Chief Operating Officer Sale −711 $7.56 $5K 101,312
2026-03-30 D'Annunzio Marc General Counsel and Secretary Sale 10b5-1 −5,342 $7.08 $38K 106,069
2026-03-27 D'Annunzio Marc General Counsel and Secretary Sale 10b5-1 −6,422 $8.55 $55K 111,411
2026-02-24 D'Annunzio Marc General Counsel and Secretary Sale 10b5-1 −785 $10.09 $8K 117,833
2025-12-19 Henderson Joseph Sean-Walsh Chief Accounting Officer Sale −2,461 $10.01 $25K 10,936

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