4
Changes in Ownership
Birchtech Corp. Filed Acc 0001565778-16-000030
10% owner acquired 5,154,640 shares (option exercise)
- 10% owner acquired 10,000,000 shares (option exercise)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Option exercise | +8,248,299 | $0.50 | $4,124,150 | 11,700,000 | I |
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Option exercise | −4,251,701 | $1.47 | $6,250,000 | 11,700,000 | I |
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Option exercise | +1,751,701 | $0.35 | $613,095 | 11,700,000 | I |
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Option exercise | −902,939 | $1.47 | $1,327,320 | 11,700,000 | I |
| Derivatives | |||||||
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Returned to the company · 12% Senior Secured Convertible Note | −0 | 11,700,000 | I | ||
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Option exercise · Warrant to Purchase Common Stock | −12,500,000 | 11,700,000 | I | ||
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Returned to the company · Warrant to Purchase Common Stock | −8,133,181 | 11,700,000 | I | ||
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Option exercise · Warrant to Purchase Common Stock | −2,654,639 | 11,700,000 | I | ||
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Returned to the company · Warrant to Purchase Common Stock | −6,887,716 | 11,700,000 | I | ||
| Alterna Core Capital Assets Fund II, L.P. 10% owner | 2016-11-29 | Returned to the company · Warrant to Purchase Common Stock | −11,903,927 | 11,700,000 | I | ||
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