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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-09-21 LUMINUS MANAGEMENT LLC 10% owner Other disposition −187,523 881,932
2026-08-27 Hinds Gregory S. Director Purchase +14,400 $1.31 $19K 26,001
2026-08-26 ROGERS WILLIAM D Director Purchase +70,000 $1.30 $91K 72,000
2026-08-26 Mayer Walter R SVP, General Counsel Sale −6,479 $1.30 $8K 174
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Conversion +253,815 253,815
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Conversion +1,607,845 1,861,660
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Conversion +799,216 2,660,876
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Conversion +833,383 3,494,259
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Sale · Series A Redeemable Convertible Preferred Stock −5,138 0
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Sale · Series A-1 Redeemable Convertible Preferred Stock −6,578.11 1,231.89
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Conversion · Series A-1 Redeemable Convertible Preferred Stock −1,231.89 0
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Conversion · Series A-2 Redeemable Convertible Preferred Stock −6,630 0
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Conversion · Series A-3 Redeemable Convertible Preferred Stock −3,789 0
2026-08-07 Gen IV Investment Opportunities, LLC 10% owner Conversion · Series A-4 Redeemable Convertible Preferred Stock −3,789 0
2026-07-16 Rohling Daniel P Chief Operating Officer Shares withheld for taxes −6,468 $1.20 $8K 20,096
2026-07-16 Mayer Walter R SVP, General Counsel Shares withheld for taxes −2,376 $1.20 $3K 6,653
2026-07-15 Rohling Daniel P Chief Operating Officer Grant or award · Restricted Stock Unit +256,887 256,887
2026-07-15 Steele Matthew Chief Executive Officer Grant or award · Restricted Stock Unit +283,100 283,100
2026-07-15 Mayer Walter R SVP, General Counsel Grant or award · Restricted Stock Unit +83,880 83,880
2026-07-15 Martin Charles E VP, Controller Grant or award · Restricted Stock Unit +68,154 68,154

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