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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ROGERS WILLIAM D +$91K Director 1 filing
  2. Hinds Gregory S. +$19K Director 1 filing
  3. Mayer Walter R −$8K SVP, General Counsel sold 97% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-28 Oaktree Capital Group, LLC 10% owner Grant or award · Series A Redeemable Convertible Preferred Stock +6,526 6,526
2023-03-28 LUMINUS MANAGEMENT LLC 10% owner Grant or award · Series A Redeemable Convertible Preferred Stock +13,336 13,336
2023-03-28 Gen IV Investment Opportunities, LLC 10% owner Grant or award · Series A Redeemable Convertible Preferred Stock +5,138 5,138
2023-02-20 Kasparek Leah R. SVP, HR & Corporate Secretary Option exercise +2,214 5,923
2023-02-20 Kasparek Leah R. SVP, HR & Corporate Secretary Shares withheld for taxes −656 $9.77 $6K 5,267
2023-02-20 Kasparek Leah R. SVP, HR & Corporate Secretary Option exercise · Restricted Stock Unit −2,214 2,214
2023-02-20 Little Richard H Chief Executive Officer Option exercise +17,709 52,279
2023-02-20 Little Richard H Chief Executive Officer Shares withheld for taxes −4,408 $9.77 $43K 47,471
2023-02-20 Little Richard H Chief Executive Officer Option exercise · Restricted Stock Unit −17,709 17,710
2023-02-20 Evans Grant R VP, Exploration & Geosciences Option exercise +4,427 10,892
2023-02-20 Evans Grant R VP, Exploration & Geosciences Shares withheld for taxes −1,312 $9.77 $13K 9,580
2023-02-20 Rohling Daniel P Chief Operating Officer Option exercise +6,641 24,227
2023-02-20 Rohling Daniel P Chief Operating Officer Shares withheld for taxes −1,969 $9.77 $19K 22,258
2023-02-20 Rohling Daniel P Chief Operating Officer Option exercise · Restricted Stock Unit −6,641 6,641
2023-02-20 Mayer Walter R SVP, General Counsel Option exercise +2,214 5,607
2023-02-20 Mayer Walter R SVP, General Counsel Shares withheld for taxes −656 $9.77 $6K 4,951
2023-02-20 Mayer Walter R SVP, General Counsel Option exercise · Restricted Stock Unit −2,214 2,214
2023-02-01 McWatters Kristen EVP, CFO & Treasurer Grant or award · Restricted Stock Unit +10,000 10,000
2023-02-01 McWatters Kristen EVP, CFO & Treasurer Grant or award · Restricted Stock Unit +20,000 20,000
2022-08-21 Andrews Richard Kevin EVP, CFO and Treasurer Option exercise +6,641 14,165

Page 5 of 35 · 681 trades