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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ROGERS WILLIAM D +$91K Director 1 filing
  2. Hinds Gregory S. +$19K Director 1 filing
  3. Mayer Walter R −$8K SVP, General Counsel sold 97% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2013-06-13 Cusack Charles E III EVP, Chief Operating Officer Purchase · Series A Convertible Preferred Stock +100 $1,000.00 $100K 100
2013-06-13 Cusack Charles E III EVP, Chief Operating Officer Purchase +19,369 $5.05 $98K 19,369
2013-06-13 Cusack Charles E III EVP, Chief Operating Officer Purchase +431 $5.05 $2K 19,800
2013-06-13 Cusack Charles E III EVP, Chief Operating Officer Purchase +200 $5.05 $1K 20,000
2013-05-23 CANADA PENSION PLAN INVESTMENT BOARD 10% owner Grant or award +29,000 36,800
2013-05-23 Vlasic Michael Andrew Director Grant or award +29,000 90,711
2013-05-23 Welsh Mark A. IV Director Grant or award +29,000 49,500
2013-05-23 MILLER DAVID B Director Grant or award +29,000 49,500
2013-05-23 SMILEY STEPHEN P Director Grant or award +29,000 44,500
2013-05-23 IRISH JAMES L Director Grant or award +29,000 49,500
2013-05-23 Hunt David S. Director Grant or award +29,000 36,800
2013-05-23 FULLER THOMAS R Director Grant or award +29,000 200,133
2013-05-23 CHRISTMAS JAMES W Director Grant or award +29,000 616,166
2013-05-23 BRIDWELL TUCKER S Director Grant or award +29,000 229,500
2013-02-28 HELM LARRY L EVP, Corporate Affairs Grant or award +68,660 135,327
2013-02-28 HELM LARRY L EVP, Corporate Affairs Grant or award · Employee Stock Option (Right to buy) +166,800 166,800
2013-02-28 WILSON FLOYD C Chairman and CEO Grant or award +274,650 3,488,150
2013-02-28 WILSON FLOYD C Chairman and CEO Grant or award · Employee Stock Option (Right to buy) +667,400 667,400
2013-02-28 Obut Tina S VP, Corporate Reserves Grant or award +44,010 164,010
2013-02-28 Obut Tina S VP, Corporate Reserves Grant or award · Employee Stock Option (Right to buy) +106,900 106,900

Page 40 of 42 · 830 trades