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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2015-02-27 HEROD STEPHEN W President Shares withheld for taxes −9,179 $1.92 $18K 507,833
2015-02-27 Elkouri David S EVP, Corp Strategy and CLO Shares withheld for taxes −4,682 $1.92 $9K 411,277
2015-02-26 Cusack Charles E III EVP, Chief Operating Officer Grant or award +164,319 847,970
2015-02-26 Cusack Charles E III EVP, Chief Operating Officer Grant or award +164,319 844,543
2015-02-26 Cusack Charles E III EVP, Chief Operating Officer Grant or award · Employee Stock Options (Right to buy) +385,463 385,463
2015-02-26 HEROD STEPHEN W President Grant or award +192,254 517,012
2015-02-26 HEROD STEPHEN W President Grant or award · Employee Stock options (Right to buy) +450,991 450,991
2015-02-26 Mize Mark EVP, CFO and Treasurer Grant or award +190,610 867,479
2015-02-26 Mize Mark EVP, CFO and Treasurer Grant or award · Employee Stock Options (Right to buy) +447,137 447,137
2015-02-26 WILSON FLOYD C Chairman and CEO Grant or award +528,169 3,757,392
2015-02-26 WILSON FLOYD C Chairman and CEO Grant or award · Employee Stock Options (Right to buy) +1,238,987 1,238,987
2015-02-26 Elkouri David S EVP, Corp Strategy and CLO Grant or award +151,408 415,959
2015-02-26 Elkouri David S EVP, Corp Strategy and CLO Grant or award · Employee Stock Options (Right to buy) +355,176 355,176
2015-02-25 Elkouri David S EVP, Corp Strategy and CLO Gift −50,000 264,551
2015-02-04 WILSON FLOYD C Chairman and CEO Gift −300,000 3,229,223
2015-02-04 WILSON FLOYD C Chairman and CEO Gift +45,000 116,805
2015-02-04 WILSON FLOYD C Chairman and CEO Gift +255,000 408,000
2012-02-08 MILLER DAVID B Director Other disposition · 8% Convertible Promissory Note −0
2012-02-08 MILLER DAVID B Director Other disposition · Warrants (right to buy) −36,666,667 0
2012-02-08 HALRES LLC 10% owner Other disposition · 8% Convertible Promissory Note −0 0

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