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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2015-05-06 CANADA PENSION PLAN INVESTMENT BOARD 10% owner Grant or award +97,200 6,259,683
2015-05-06 MILLER DAVID B Director Grant or award +97,200 175,000
2015-05-06 MILLER DAVID B Director Purchase · 8% Convertible Promissory Note +0
2015-05-06 MILLER DAVID B Director Purchase · Warrants (right to buy) +36,666,667 36,666,667
2015-05-06 Welsh Mark A. IV Director Grant or award +97,200 175,000
2015-05-06 Vlasic Michael Andrew Director Grant or award +97,200 158,911
2015-05-06 FULLER THOMAS R Director Grant or award +97,200 365,633
2015-05-06 CHRISTMAS JAMES W Director Grant or award +97,200 887,255
2015-05-06 BRIDWELL TUCKER S Director Grant or award +97,200 355,000
2015-05-06 HALRES LLC 10% owner Purchase · 8% Convertible Promissory Note +0
2015-05-06 HALRES LLC 10% owner Purchase · Warrants (right to buy) +36,666,667 36,666,667
2015-05-06 CANADA PENSION PLAN INVESTMENT BOARD 10% owner Grant or award +97,200 6,259,683
2015-03-02 Cusack Charles E III EVP, Chief Operating Officer Other acquisition +741 848,711
2015-03-02 Cusack Charles E III EVP, Chief Operating Officer Other acquisition +741 845,284
2015-03-02 HEROD STEPHEN W President Other acquisition +1,112 496,425
2015-03-02 Mize Mark EVP, CFO and Treasurer Other acquisition +1,483 868,962
2015-03-02 WILSON FLOYD C Chairman and CEO Other acquisition +7,415 3,764,807
2015-03-02 Elkouri David S EVP, Corp Strategy and CLO Other acquisition +741 405,063
2015-02-28 HEROD STEPHEN W President Shares withheld for taxes −12,520 $1.92 $24K 495,313
2015-02-28 Elkouri David S EVP, Corp Strategy and CLO Shares withheld for taxes −6,955 $1.92 $13K 404,322

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