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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-02-26 HEROD STEPHEN W President Shares withheld for taxes −4,184 $0.49 $2K 95,476
2016-02-26 Cusack Charles E III EVP, Chief Operating Officer Shares withheld for taxes −3,576 $0.49 $2K 196,419
2016-02-26 Elkouri David S EVP, Corp Strategy and CLO Shares withheld for taxes −3,295 $0.49 $2K 88,969
2016-02-26 HELM LARRY L EVP, Corporate Affairs Shares withheld for taxes −3,161 $0.49 $2K 63,234
2015-12-18 WILSON FLOYD C Chairman and CEO Purchase +500,000 $0.26 $131K 5,277,244
2015-12-18 Obut Tina S SVP, Corporate Reserves Purchase +100,000 $0.26 $26K 645,810
2015-12-18 Elkouri David S EVP, Corp Strategy and CLO Purchase +100,000 $0.26 $26K 461,306
2015-12-18 Cusack Charles E III EVP, Chief Operating Officer Purchase +100,000 $0.26 $26K 999,954
2015-12-18 CHRISTMAS JAMES W Director Purchase +200,000 $0.26 $52K 300,000
2015-12-07 Elkouri David S EVP, Corp Strategy and CLO Gift −45,000 361,306
2015-12-07 Elkouri David S EVP, Corp Strategy and CLO Gift · Series A Convertible Preferred Stock −100 $1,000.00 $100K 0
2015-12-03 Rinando Joseph S III SVP, CAO and Controller Grant or award +152,500 435,880
2015-12-03 Rinando Joseph S III SVP, CAO and Controller Grant or award · Employee Stock Options (Right to buy) +300,079 300,079
2015-12-03 Obut Tina S SVP, Corporate Reserves Grant or award +152,500 545,810
2015-12-03 Obut Tina S SVP, Corporate Reserves Grant or award · Employee Stock Options (Right to buy) +300,079 300,079
2015-12-03 Kasparek Leah R. SVP, Human Resources Grant or award +128,280 362,720
2015-12-03 Kasparek Leah R. SVP, Human Resources Grant or award · Employee Stock Options (Right to buy) +252,419 252,419
2015-09-01 Cusack Charles E III EVP, Chief Operating Officer Purchase +50,000 $1.05 $53K 899,954
2015-05-29 WILSON FLOYD C Chairman and CEO Purchase +644,317 $1.03 $666K 4,764,807
2015-05-28 WILSON FLOYD C Chairman and CEO Purchase +355,683 $1.04 $369K 4,120,490

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