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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-09-09 CANADA PENSION PLAN INVESTMENT BOARD See Remarks Other disposition −8,775,513 0
2016-09-09 CANADA PENSION PLAN INVESTMENT BOARD See Remarks Other disposition · Series A Convertible Preferred Stock −40,000 0
2016-03-11 HELM LARRY L EVP, Corporate Affairs Shares withheld for taxes −6,323 $1.19 $8K 54,481
2016-03-11 HELM LARRY L EVP, Corporate Affairs Shares withheld for taxes −936 $1.19 $1K 53,545
2016-03-01 Cusack Charles E III EVP, Chief Operating Officer Shares withheld for taxes −7,153 $0.55 $4K 186,464
2016-03-01 Cusack Charles E III EVP, Chief Operating Officer Shares withheld for taxes −1,308 $0.55 $719 185,156
2016-02-28 Obut Tina S SVP, Corporate Reserves Shares withheld for taxes −802 $0.49 $394 127,526
2016-02-28 Rinando Joseph S III SVP, CAO and Controller Shares withheld for taxes −834 $0.49 $410 85,053
2016-02-28 Kasparek Leah R. SVP, Human Resources Shares withheld for taxes −789 $0.49 $387 70,642
2016-02-28 HEROD STEPHEN W President Shares withheld for taxes −3,065 $0.49 $2K 90,490
2016-02-28 Cusack Charles E III EVP, Chief Operating Officer Shares withheld for taxes −1,494 $0.49 $734 193,617
2016-02-28 Elkouri David S EVP, Corp Strategy and CLO Shares withheld for taxes −1,494 $0.49 $734 86,539
2016-02-28 HELM LARRY L EVP, Corporate Affairs Shares withheld for taxes −1,494 $0.49 $734 60,804
2016-02-27 Obut Tina S SVP, Corporate Reserves Shares withheld for taxes −1,366 $0.49 $671 128,328
2016-02-27 Rinando Joseph S III SVP, CAO and Controller Shares withheld for taxes −1,291 $0.49 $634 85,887
2016-02-27 Kasparek Leah R. SVP, Human Resources Shares withheld for taxes −1,117 $0.49 $549 71,431
2016-02-27 HEROD STEPHEN W President Shares withheld for taxes −1,921 $0.49 $943 93,555
2016-02-27 Cusack Charles E III EVP, Chief Operating Officer Shares withheld for taxes −1,308 $0.49 $642 195,111
2016-02-27 Elkouri David S EVP, Corp Strategy and CLO Shares withheld for taxes −936 $0.49 $460 88,033
2016-02-27 HELM LARRY L EVP, Corporate Affairs Shares withheld for taxes −936 $0.49 $460 62,298

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