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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ROGERS WILLIAM D +$91K Director 1 filing
  2. Hinds Gregory S. +$19K Director 1 filing
  3. Mayer Walter R −$8K SVP, General Counsel sold 97% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-09-09 Wright Jon C. EVP, Operations Other disposition −108,730 0
2016-09-09 Mize Mark EVP, CFO and Treasurer Other disposition −174,294 0
2016-09-09 Mize Mark EVP, CFO and Treasurer Other disposition · 5.75% Series A Preferred Stock −200 0
2016-09-09 HEROD STEPHEN W EVP, Corporate Development Other disposition −90,490 0
2016-09-09 HEROD STEPHEN W EVP, Corporate Development Other disposition −93,334 0
2016-09-09 HEROD STEPHEN W EVP, Corporate Development Other disposition · 5.75% Series A Preferred Stock −150 0
2016-09-09 CHRISTMAS JAMES W Director Other disposition −182,428 0
2016-09-09 CHRISTMAS JAMES W Director Other disposition −60,000 0
2016-09-09 CHRISTMAS JAMES W Director Other disposition · 5.75% Series A Preferred Stock −2,000 0
2016-09-09 FULLER THOMAS R Director Other disposition −73,127 0
2016-09-09 BRIDWELL TUCKER S Director Other disposition −71,000 0
2016-09-09 BRIDWELL TUCKER S Director Other disposition −40,000 0
2016-09-09 BRIDWELL TUCKER S Director Other disposition −20,000 0
2016-09-09 Vlasic Michael Andrew Director Other disposition −93,081 0
2016-09-09 BROWN JOHN WAT /ADV Director Other disposition −21,301 0
2016-09-09 BROWN JOHN WAT /ADV Director Other disposition −2,800 0
2016-09-09 Welsh Mark A. IV Director Other disposition −35,000 0
2016-09-09 ARES MANAGEMENT LLC Director Other acquisition +17,981,822 17,981,822
2016-09-09 ARES MANAGEMENT LLC Director Other acquisition · Warrants to Purchase Common Stock +340,906 340,906
2016-09-09 CANADA PENSION PLAN INVESTMENT BOARD See Remarks Other disposition −1,351,437 0

Page 30 of 35 · 681 trades