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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
  1. SC 13D/A Stake Beneficial Ownership Report
  2. 4 Open-market sale 10% owner sold 484,429 shares at an average $6.36 ($3,079,957)
  3. 4 Open-market sale 10% owner sold 830,000 shares at an average $6.43 ($5,334,790)
  4. 4 Shares withheld for taxes EVP & COO gave up 57,890 shares (to pay taxes)
  5. 4 Shares withheld for taxes SVP, Finance and IR gave up 37,035 shares (to pay taxes)
  6. 4 Shares withheld for taxes SVP, HR & Administration gave up 8,546 shares (to pay taxes)
  7. 4 Shares withheld for taxes SVP, Corporate Reserves gave up 8,546 shares (to pay taxes)
  8. 4 Shares withheld for taxes SVP, CAO and Controller gave up 14,243 shares (to pay taxes)
  9. 4 Shares withheld for taxes EVP, Corporate Development gave up 32,010 shares (to pay taxes)
  10. 4 Shares withheld for taxes EVP, CFO and Treasurer gave up 31,967 shares (to pay taxes)
  11. 4 Shares withheld for taxes EVP and CLO gave up 31,435 shares (to pay taxes)
  12. 4 Open-market sale 10% owner sold 425,000 shares at an average $6.60 ($2,804,900)
  13. 4 Open-market sale 10% owner sold 709,998 shares at an average $6.14 ($4,360,343)
  14. 8-K Event Material agreement · Acquisition or sale completed · New debt or obligation · Regulation FD disclosure · Other events
  15. SC 13G/A Stake Amended Statement of Ownership
  16. SC 13D/A Stake Beneficial Ownership Report
  17. 4 Open-market sale 10% owner sold 423,000 shares at an average $6.11 ($2,586,284)
  18. 4 Open-market sale 10% owner sold 276,900 shares at an average $6.13 ($1,697,034)
  19. 4 Open-market sale 10% owner sold 494,899 shares at an average $6.15 ($3,043,392)
  20. UPLOAD Other SEC-generated Letter

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