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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-09-12 Mize Mark EVP, CFO and Treasurer Other acquisition +5,133 5,133
2016-09-12 Mize Mark EVP, CFO and Treasurer Grant or award +243,750 248,883
2016-09-12 Mize Mark EVP, CFO and Treasurer Grant or award · Employee Stock Option (Right to Buy) +487,500 487,500
2016-09-12 HEROD STEPHEN W EVP, Corporate Development Other acquisition +2,665 2,665
2016-09-12 HEROD STEPHEN W EVP, Corporate Development Grant or award +243,750 246,415
2016-09-12 HEROD STEPHEN W EVP, Corporate Development Other acquisition +2,749 2,749
2016-09-12 HEROD STEPHEN W EVP, Corporate Development Grant or award · Employee Stock Option (Right to Buy) +487,500 487,500
2016-09-12 CHRISTMAS JAMES W Director Other acquisition +5,373 5,373
2016-09-12 CHRISTMAS JAMES W Director Other acquisition +1,767 1,767
2016-09-12 FULLER THOMAS R Director Other acquisition +2,154 2,154
2016-09-12 BRIDWELL TUCKER S Director Other acquisition +2,091 2,091
2016-09-12 BRIDWELL TUCKER S Director Other acquisition +1,178 1,178
2016-09-12 BRIDWELL TUCKER S Director Other acquisition +589 589
2016-09-12 Vlasic Michael Andrew Director Other acquisition +2,741 2,741
2016-09-12 BROWN JOHN WAT /ADV Director Other acquisition +627 627
2016-09-12 BROWN JOHN WAT /ADV Director Other acquisition +82 82
2016-09-12 Welsh Mark A. IV Director Other acquisition +1,031 1,031
2016-09-12 CANADA PENSION PLAN INVESTMENT BOARD See Remarks Other acquisition +39,800 39,800
2016-09-12 CANADA PENSION PLAN INVESTMENT BOARD See Remarks Other acquisition +258,448 258,448
2016-09-09 WILSON FLOYD C Chairman, CEO & President Other disposition −1,044,449 0

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