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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ROGERS WILLIAM D +$91K Director 1 filing
  2. Hinds Gregory S. +$19K Director 1 filing
  3. Mayer Walter R −$8K SVP, General Counsel sold 97% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-04-11 Obut Tina S SVP, Corporate Reserves Grant or award +12,500 58,665
2017-04-11 Obut Tina S SVP, Corporate Reserves Grant or award · Employee Stock Options (Right to Buy) +25,000 25,000
2017-04-11 HICKS QUENTIN R SVP, Finance and Investor Rela Grant or award +54,167 218,428
2017-04-11 HICKS QUENTIN R SVP, Finance and Investor Rela Grant or award · Employee Stock Options (Right to Buy) +108,333 108,333
2017-04-11 Wright Jon C. EVP, Operations Grant or award +66,667 260,524
2017-04-11 Wright Jon C. EVP, Operations Grant or award · Employee Stock Options (Right to Buy) +133,333 133,333
2017-04-11 Kasparek Leah R. SVP, Human Resources Grant or award +12,500 52,736
2017-04-11 Kasparek Leah R. SVP, Human Resources Grant or award · Employee Stock Options (Right to Buy) +25,000 25,000
2017-04-11 Rinando Joseph S III SVP, CAO and Controller Grant or award +20,833 86,329
2017-04-11 Rinando Joseph S III SVP, CAO and Controller Grant or award · Employee Stock Options (Right to Buy) +41,667 41,667
2017-04-11 Elkouri David S EVP and CLO Grant or award +81,250 328,494
2017-04-11 Elkouri David S EVP and CLO Grant or award · Employee Stock Options (Right to Buy) +162,500 162,500
2017-04-11 Mize Mark EVP, CFO and Treasurer Grant or award +81,250 346,497
2017-04-11 Mize Mark EVP, CFO and Treasurer Grant or award · Employee Stock Options (Right to Buy) +162,500 162,500
2017-04-11 HEROD STEPHEN W EVP, Corporate Development Grant or award +81,250 350,574
2017-04-11 HEROD STEPHEN W EVP, Corporate Development Grant or award · Employee Stock Options (Right to Buy) +162,500 162,500
2017-04-11 WILSON FLOYD C Chairman, CEO & President Grant or award +310,415 1,418,706
2017-04-11 WILSON FLOYD C Chairman, CEO & President Grant or award · Employee Stock Option (Right to Buy) +620,835 620,835
2017-04-07 FRANKLIN RESOURCES INC 10% owner Sale −117,731 $7.84 $923K 33,693,662
2017-04-07 FRANKLIN RESOURCES INC 10% owner Sale · Warrants −10,485 $1.75 $18K 428,023

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