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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ROGERS WILLIAM D +$91K Director 1 filing
  2. Hinds Gregory S. +$19K Director 1 filing
  3. Mayer Walter R −$8K SVP, General Counsel sold 97% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-09-14 FRANKLIN RESOURCES INC 10% owner Sale −250,000 $6.55 $1.6M 30,031,150
2017-09-14 FRANKLIN RESOURCES INC 10% owner Sale −250,000 $6.49 $1.6M 29,781,150
2017-09-13 FRANKLIN RESOURCES INC 10% owner Sale −100,000 $6.63 $663K 30,606,150
2017-09-13 FRANKLIN RESOURCES INC 10% owner Sale −325,000 $6.59 $2.1M 30,281,150
2017-09-12 Wright Jon C. EVP & COO Shares withheld for taxes −31,980 $6.24 $200K 228,544
2017-09-12 Wright Jon C. EVP & COO Shares withheld for taxes −25,910 $6.24 $162K 202,634
2017-09-12 HICKS QUENTIN R SVP, Finance and IR Shares withheld for taxes −22,221 $6.24 $139K 196,207
2017-09-12 HICKS QUENTIN R SVP, Finance and IR Shares withheld for taxes −14,814 $6.24 $92K 181,393
2017-09-12 Kasparek Leah R. SVP, HR & Administration Shares withheld for taxes −5,128 $6.24 $32K 47,608
2017-09-12 Kasparek Leah R. SVP, HR & Administration Shares withheld for taxes −3,418 $6.24 $21K 44,190
2017-09-12 Obut Tina S SVP, Corporate Reserves Shares withheld for taxes −5,128 $6.24 $32K 53,537
2017-09-12 Obut Tina S SVP, Corporate Reserves Shares withheld for taxes −3,418 $6.24 $21K 50,119
2017-09-12 Rinando Joseph S III SVP, CAO and Controller Shares withheld for taxes −8,546 $6.24 $53K 77,783
2017-09-12 Rinando Joseph S III SVP, CAO and Controller Shares withheld for taxes −5,697 $6.24 $36K 72,086
2017-09-12 HEROD STEPHEN W EVP, Corporate Development Shares withheld for taxes −32,010 $6.24 $200K 318,564
2017-09-12 Mize Mark EVP, CFO and Treasurer Shares withheld for taxes −31,967 $6.24 $199K 314,530
2017-09-12 Elkouri David S EVP and CLO Shares withheld for taxes −31,435 $6.24 $196K 297,059
2017-09-12 FRANKLIN RESOURCES INC 10% owner Sale −17,400 $6.10 $106K 31,263,750
2017-09-12 FRANKLIN RESOURCES INC 10% owner Sale −557,600 $6.18 $3.4M 30,706,150
2017-09-11 FRANKLIN RESOURCES INC 10% owner Sale −134,998 $6.01 $811K 31,281,150

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