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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ROGERS WILLIAM D +$91K Director 1 filing
  2. Hinds Gregory S. +$19K Director 1 filing
  3. Mayer Walter R −$8K SVP, General Counsel sold 97% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-03-01 HEROD STEPHEN W EVP, Corporate Development Grant or award +117,250 435,814
2018-03-01 HEROD STEPHEN W EVP, Corporate Development Grant or award · Employee Stock Options (Right to Buy) +113,200 113,200
2018-03-01 WILSON FLOYD C Chairman, CEO & President Grant or award +250,130 1,668,836
2018-03-01 WILSON FLOYD C Chairman, CEO & President Grant or award · Employee Stock Option (Right to Buy) +241,500 241,500
2018-02-09 ARES MANAGEMENT LLC Director Purchase +1,113,466 $6.90 $7.7M 21,855,288
2018-02-09 ARES MANAGEMENT LLC Director Purchase +1,113,466 $6.90 $7.7M 21,855,284
2018-01-26 FRANKLIN RESOURCES INC 10% owner Sale −77,571 $8.60 $667K 15,030,157
2018-01-26 FRANKLIN RESOURCES INC 10% owner Sale −500,000 $8.60 $4.3M 14,530,157
2018-01-25 FRANKLIN RESOURCES INC 10% owner Sale −435,010 $8.44 $3.7M 15,107,728
2018-01-24 FRANKLIN RESOURCES INC 10% owner Sale −132,707 $8.17 $1.1M 15,542,738
2018-01-23 FRANKLIN RESOURCES INC 10% owner Sale −24,900 $8.21 $204K 15,932,828
2018-01-23 FRANKLIN RESOURCES INC 10% owner Sale −62,283 $8.31 $518K 15,870,545
2018-01-23 FRANKLIN RESOURCES INC 10% owner Sale −195,100 $8.23 $1.6M 15,675,445
2018-01-22 FRANKLIN RESOURCES INC 10% owner Sale −400,000 $8.21 $3.3M 15,957,728
2018-01-19 FRANKLIN RESOURCES INC 10% owner Sale −150,000 $8.04 $1.2M 16,357,728
2018-01-18 FRANKLIN RESOURCES INC 10% owner Sale −130,000 $8.25 $1.1M 16,507,728
2018-01-17 FRANKLIN RESOURCES INC 10% owner Sale −170,000 $8.39 $1.4M 16,637,728
2018-01-16 FRANKLIN RESOURCES INC 10% owner Sale −150,000 $8.73 $1.3M 17,107,728
2018-01-16 FRANKLIN RESOURCES INC 10% owner Sale −300,000 $8.55 $2.6M 16,807,728
2018-01-12 FRANKLIN RESOURCES INC 10% owner Sale −350,000 $8.53 $3.0M 17,257,728

Page 15 of 35 · 681 trades