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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ROGERS WILLIAM D +$91K Director 1 filing
  2. Hinds Gregory S. +$19K Director 1 filing
  3. Mayer Walter R −$8K SVP, General Counsel sold 97% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-03-01 Elkouri David S EVP and CLO Shares withheld for taxes −11,908 $1.63 $19K 368,271
2019-03-01 Mize Mark EVP, CFO and Treasurer Shares withheld for taxes −10,300 $1.63 $17K 408,450
2019-03-01 HEROD STEPHEN W EVP, Corporate Development Shares withheld for taxes −11,351 $1.63 $19K 424,463
2018-11-27 FULLER THOMAS R Director Sale −1,368 $2.91 $4K 84,323
2018-11-19 Kasparek Leah R. SVP, HR & Administration Sale −40 $2.99 $120 98,340
2018-11-19 Elkouri David S EVP and CLO Sale −331 $3.00 $991 379,948
2018-09-12 ARES MANAGEMENT LLC Director Sale −4 $4.86 $19 20,869,008
2018-08-15 ARES MANAGEMENT LLC Director Sale −277,674 $3.64 $1.0M 20,869,008
2018-08-15 ARES MANAGEMENT LLC Director Sale · Warrants to Purchase Common Stock −8,095 $0.10 $810 332,811
2018-08-14 ARES MANAGEMENT LLC Director Sale −258,602 $3.89 $1.0M 21,246,682
2018-08-14 ARES MANAGEMENT LLC Director Sale −100,000 $3.83 $383K 21,146,682
2018-08-13 ARES MANAGEMENT LLC Director Sale −150,000 $3.91 $587K 21,705,284
2018-08-13 ARES MANAGEMENT LLC Director Sale −200,000 $3.89 $778K 21,505,284
2018-06-15 MCARDLE JANINE J Director Grant or award +33,750 33,816
2018-05-14 SCOTT RONALD D. Director Grant or award +33,743 76,992
2018-05-14 Schall Darryl Director Grant or award +33,743 84,127
2018-05-14 FULLER THOMAS R Director Grant or award +33,743 85,691
2018-05-14 CLARK MICHAEL LAURENCE Director Grant or award +33,743 76,992
2018-05-14 Campbell William Jefferson Director Grant or award +33,743 76,992
2018-05-14 CHRISTMAS JAMES W Director Grant or award +33,743 105,272

Page 13 of 35 · 681 trades