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CIK 0001282648 · Non-accelerated filer<br>Smaller reporting company

BATTALION OIL CORP

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Ticker
BATL
Exchange
NYSE
Industry
Crude Petroleum & Natural Gas
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
200700684
Phone
832-538-0300
Business address
820 GESSNER ROAD, SUITE 1100, HOUSTON, TX, 77024
Former names
BATTALION OIL CORP, HALCON RESOURCES CORP, RAM ENERGY RESOURCES INC, TREMISIS ENERGY ACQUISITION CORP
Open-market buys, last 90 days
$110,032
in 2 filings
Open-market sales, last 90 days
$8,436
in 1 filing

Net +$101,596. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ROGERS WILLIAM D +$91K Director 1 filing
  2. Hinds Gregory S. +$19K Director 1 filing
  3. Mayer Walter R −$8K SVP, General Counsel sold 97% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-09-24 Wright Jon C. EVP & COO Shares withheld for taxes −54,108 $0.07 $4K 407,413
2019-09-24 Elkouri David S EVP and CLO Shares withheld for taxes −20,135 $0.07 $1K 541,763
2019-09-24 Elkouri David S EVP and CLO Shares withheld for taxes −58,296 $0.07 $4K 483,467
2019-09-08 Little Richard H Chief Executive Officer Other disposition −2 0
2019-08-23 ARES MANAGEMENT LLC Director Sale −1,080,862 $0.10 $108K 15,335,346
2019-08-22 ARES MANAGEMENT LLC Director Sale −57,800 $0.10 $6K 16,416,208
2019-08-21 ARES MANAGEMENT LLC Director Sale −350,000 $0.10 $35K 16,474,008
2019-08-16 ARES MANAGEMENT LLC Director Sale −545,000 $0.10 $55K 16,824,008
2019-08-15 ARES MANAGEMENT LLC Director Sale −3,500,000 $0.11 $379K 17,369,008
2019-08-15 Elkouri David S EVP and CLO Sale −7,302 $0.12 $876 561,898
2019-08-13 Schall Darryl Director Sale −84,127 $0.12 $10K 0
2019-04-17 BARTH CARIN MARCY Director Grant or award +10,568 10,568
2019-03-13 Kasparek Leah R. SVP, HR & Administration Grant or award +185,550 278,475
2019-03-13 HICKS QUENTIN R EVP, Finance and IR Grant or award +187,860 435,028
2019-03-13 Wright Jon C. EVP & COO Grant or award +186,710 481,656
2019-03-13 Elkouri David S EVP and CLO Grant or award +201,160 569,431
2019-03-01 Obut Tina S SVP, Corporate Reserves Shares withheld for taxes −6,179 $1.63 $10K 106,470
2019-03-01 Kasparek Leah R. SVP, HR & Administration Shares withheld for taxes −5,355 $1.63 $9K 92,925
2019-03-01 HICKS QUENTIN R EVP, Finance and IR Shares withheld for taxes −8,485 $1.63 $14K 247,168
2019-03-01 Wright Jon C. EVP & COO Shares withheld for taxes −11,908 $1.63 $19K 294,946

Page 12 of 35 · 681 trades