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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-10-13 Cotton Stephen Chief Executive Officer Grant or award +35,310 354,094
2026-10-13 Cotton Stephen Chief Executive Officer Shares withheld for taxes −2,352 $1.92 $5K 351,742
2026-10-13 Taecker Benjamin S. Chief Eng and Opr Officer Grant or award +10,429 97,703
2026-10-13 Taecker Benjamin S. Chief Eng and Opr Officer Shares withheld for taxes −716 $1.92 $1K 96,987
2026-10-13 West Eric Chief Financial Officer Grant or award +12,583 113,059
2026-10-13 West Eric Chief Financial Officer Shares withheld for taxes −863 $1.92 $2K 112,196
2026-08-24 HENDERSON STEVEN K Director Grant or award +10,427 16,840
2026-08-24 DIVITO VINCENT L Director Grant or award +15,641 26,402
2026-08-24 Gangloff Eric John Director Grant or award +10,427 22,347
2026-08-24 Cotton Stephen Chief Executive Officer Grant or award +104,818 318,784
2026-08-24 West Eric Chief Financial Officer Grant or award +37,352 100,476
2026-08-24 Taecker Benjamin S. Chief Eng and Opr Officer Grant or award +30,958 87,274
2026-08-19 Taecker Benjamin S. Chief Eng and Opr Officer Shares withheld for taxes −1,005 $2.67 $3K 56,316
2026-08-19 West Eric Chief Financial Officer Shares withheld for taxes −1,213 $2.67 $3K 63,124
2026-08-19 Cotton Stephen Chief Executive Officer Shares withheld for taxes −3,305 $2.67 $9K 213,966
2026-07-01 Taecker Benjamin S. Chief Eng and Opr Officer Shares withheld for taxes −744 $2.97 $2K 57,321
2026-07-01 Cotton Stephen Chief Executive Officer Shares withheld for taxes −2,402 $2.97 $7K 217,271
2026-05-19 West Eric Chief Financial Officer Shares withheld for taxes −721 $3.91 $3K 64,337
2026-04-13 West Eric Chief Financial Officer Shares withheld for taxes −863 $3.92 $3K 65,058
2026-04-13 Taecker Benjamin S. Chief Eng and Opr Officer Shares withheld for taxes −715 $3.92 $3K 58,065

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