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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-12-23 Kanen David Director Purchase +212,437 $0.71 $151K 212,437
2022-12-23 Kanen David Director Purchase +70,813 $0.71 $50K 70,813
2022-12-23 Zhang Peifang Director Purchase +50,000 $0.70 $35K 123,095
2022-12-23 DIVITO VINCENT L Director Purchase +10,000 $0.69 $7K 257,408
2022-12-22 Cotton Stephen Chief Executive Officer Grant or award +100,000 $0.63 $63K 5,157,806
2022-12-22 Merrill Judd Chief Financial Officer Grant or award +23,659 $0.63 $15K 1,681,979
2022-12-22 Taecker Benjamin S. Chief Eng and Opr Officer Grant or award +15,772 $0.63 $10K 733,745
2022-12-22 McMurtry David Chief Business Officer Grant or award +15,772 $0.63 $10K 326,927
2022-12-14 SMITH EDWARD J Director Purchase +100,000 $0.64 $64K 173,095
2022-12-12 Merrill Judd Chief Financial Officer Grant or award +582,256 1,658,320
2022-12-12 McMurtry David Chief Business Officer Grant or award +192,108 311,155
2022-12-12 Cotton Stephen Chief Executive Officer Grant or award +1,270,589 5,057,806
2022-12-12 Taecker Benjamin S. Chief Eng and Opr Officer Grant or award +352,882 717,973
2022-10-03 Kanen David Director Grant or award +28,223 $0.76 $21K 28,223
2022-07-08 Merrill Judd Chief Financial Officer Returned to the company −108,517 $0.77 $84K 1,141,064
2022-07-08 Cotton Stephen Chief Executive Officer Sale −283,758 $0.77 $218K 3,787,217
2022-07-08 Taecker Benjamin S. Chief Eng and Opr Officer Sale −49,556 $0.77 $38K 365,091
2022-07-05 Merrill Judd Chief Financial Officer Returned to the company −65,000 $0.82 $53K 1,076,064
2022-05-02 DIVITO VINCENT L Director Grant or award +78,125 $0.96 $75K 247,408
2022-05-02 SMITH EDWARD J Director Grant or award +52,084 $0.96 $50K 73,095

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