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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-07-03 McMurtry David Chief Business Officer Shares withheld for taxes −16,638 $1.21 $20K 310,289
2023-07-03 Cotton Stephen Chief Executive Officer Shares withheld for taxes 10b5-1 −209,102 $1.21 $253K 4,637,606
2023-07-03 Merrill Judd Chief Financial Officer Shares withheld for taxes 10b5-1 −87,276 $1.21 $106K 1,486,507
2023-05-09 Zhang Peifang Director Grant or award +45,455 $1.10 $50K 178,550
2023-05-09 Kanen David Director Grant or award +45,455 $1.10 $50K 131,053
2023-05-09 DIVITO VINCENT L Director Grant or award +68,182 $1.10 $75K 325,590
2023-05-09 SMITH EDWARD J Director Grant or award +45,455 $1.10 $50K 218,550
2023-04-03 Kanen David Director Grant or award +31,875 $1.00 $32K 85,598
2023-03-23 Cotton Stephen Chief Executive Officer Shares withheld for taxes −82,636 $1.05 $87K 4,846,708
2023-03-23 Merrill Judd Chief Financial Officer Shares withheld for taxes −16,396 $1.05 $17K 1,573,783
2023-03-23 Taecker Benjamin S. Chief Eng and Opr Officer Shares withheld for taxes −10,363 $1.05 $11K 681,040
2023-01-04 Kanen David Director Grant or award +25,500 $1.25 $32K 53,723
2023-01-03 Cotton Stephen Chief Executive Officer Shares withheld for taxes −228,732 $1.15 $263K 4,929,074
2023-01-03 Merrill Judd Chief Financial Officer Shares withheld for taxes −91,800 $1.15 $106K 1,590,179
2023-01-03 Taecker Benjamin S. Chief Eng and Opr Officer Shares withheld for taxes −42,342 $1.15 $49K 555,389
2022-12-29 Zhang Peifang Director Purchase +10,000 $0.99 $10K 133,095
2022-12-28 Kanen David Director Purchase +25,635 $0.75 $19K 351,218
2022-12-28 Kanen David Director Purchase +8,545 $0.75 $6K 117,107
2022-12-27 Kanen David Director Purchase +113,246 $0.73 $83K 325,683
2022-12-27 Kanen David Director Purchase +37,749 $0.73 $28K 108,562

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