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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-12-12 McMurtry David Chief Business Officer Grant or award +100,000 837,761
2023-12-12 Taecker Benjamin S. Chief Eng and Opr Officer Grant or award +379,167 1,011,881
2023-12-12 Taecker Benjamin S. Chief Eng and Opr Officer Grant or award +200,000 1,211,881
2023-12-12 Taecker Benjamin S. Chief Eng and Opr Officer Grant or award +2,431 1,214,312
2023-12-12 Merrill Judd Chief Financial Officer Grant or award +625,624 2,087,131
2023-12-12 Merrill Judd Chief Financial Officer Grant or award +100,000 2,187,131
2023-12-12 Merrill Judd Chief Financial Officer Grant or award +50,000 2,237,131
2023-12-12 Cotton Stephen Chief Executive Officer Grant or award +1,365,000 5,902,606
2023-12-12 Cotton Stephen Chief Executive Officer Grant or award +100,000 6,002,606
2023-12-12 Cotton Stephen Chief Executive Officer Grant or award +420,000 6,422,606
2023-12-12 DIVITO VINCENT L Director Grant or award +19,608 359,198
2023-11-17 DIVITO VINCENT L Director Purchase +5,000 $0.89 $4K 339,590
2023-07-19 SMITH EDWARD J Director Purchase +90,500 $1.10 $100K 309,050
2023-07-19 Zhang Peifang Director Purchase +72,900 $1.10 $80K 251,050
2023-07-19 DIVITO VINCENT L Director Purchase +9,000 $1.10 $10K 334,590
2023-07-06 Cotton Stephen Chief Executive Officer Returned to the company 10b5-1 −37,633 $1.11 $42K 4,537,606
2023-07-06 Merrill Judd Chief Financial Officer Returned to the company 10b5-1 −25,000 $1.12 $28K 1,461,507
2023-07-05 Kanen David Director Grant or award +27,244 $1.17 $32K 158,297
2023-07-05 Cotton Stephen Chief Executive Officer Returned to the company 10b5-1 −62,367 $1.16 $72K 4,575,239
2023-07-03 Taecker Benjamin S. Chief Eng and Opr Officer Shares withheld for taxes −48,326 $1.21 $58K 632,714

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