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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-05-14 SMITH EDWARD J Director Purchase +25,000 $0.39 $10K 334,050
2024-05-14 SMITH EDWARD J Director Purchase · Non-Redeemable Common Stock Purchase Warrant +25,000 $0.01 $250 25,000
2024-05-14 Zhang Peifang Director Purchase +62,500 $0.39 $24K 313,550
2024-05-14 Zhang Peifang Director Purchase · Non-Redeemable Common Stock Purchase Warrant +62,500 $0.01 $625 62,500
2024-05-14 DIVITO VINCENT L Director Purchase +62,500 $0.39 $24K 421,698
2024-05-14 DIVITO VINCENT L Director Purchase · Non-Redeemable Common Stock Purchase Warrant +62,500 $0.01 $625 62,500
2024-05-14 McMurtry David Chief Business Officer Purchase +25,000 $0.39 $10K 743,873
2024-05-14 McMurtry David Chief Business Officer Purchase · Non-Redeemable Common Stock Purchase Warrant +25,000 $0.01 $250 25,000
2024-05-14 Taecker Benjamin S. Chief Eng and Opr Officer Purchase +25,000 $0.39 $10K 1,114,929
2024-05-14 Taecker Benjamin S. Chief Eng and Opr Officer Purchase · Non-Redeemable Common Stock Purchase Warrant +25,000 $0.01 $250 25,000
2024-05-14 Merrill Judd Chief Financial Officer Purchase +37,500 $0.39 $15K 2,076,416
2024-05-14 Merrill Judd Chief Financial Officer Purchase · Non-Redeemable Common Stock Purchase Warrant +37,500 $0.01 $375 37,500
2024-05-14 Cotton Stephen Chief Executive Officer Purchase +250,000 $0.39 $98K 6,352,233
2024-05-14 Cotton Stephen Chief Executive Officer Purchase · Non-Redeemable Common Stock Purchase Warrant +250,000 $0.01 $3K 250,000
2024-01-02 Cotton Stephen Chief Executive Officer Shares withheld for taxes −220,103 $0.79 $174K 6,202,233
2024-01-02 Merrill Judd Chief Financial Officer Shares withheld for taxes −98,215 $0.79 $78K 2,138,916
2024-01-02 Taecker Benjamin S. Chief Eng and Opr Officer Shares withheld for taxes −54,383 $0.79 $43K 1,289,929
2024-01-02 McMurtry David Chief Business Officer Shares withheld for taxes −18,888 $0.79 $15K 818,873
2023-12-29 Taecker Benjamin S. Chief Eng and Opr Officer Grant or award +130,000 1,344,312
2023-12-12 McMurtry David Chief Business Officer Grant or award +451,910 737,761

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