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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-12-19 Cotton Stephen Chief Executive Officer Grant or award · Performance Share Units +15,107 15,107
2024-12-19 Cotton Stephen Chief Executive Officer Grant or award · Performance Share Units +15,107 15,107
2024-12-19 Cotton Stephen Chief Executive Officer Grant or award · Performance Share Units +45,321 45,321
2024-12-19 Cotton Stephen Chief Executive Officer Purchase · Common Stock Purchase Warrant (right to buy) +175,000 175,000
2024-12-19 Merrill Judd Chief Financial Officer Purchase · Common Stock Purchase Warrant (right to buy) +125,000 125,000
2024-12-19 Taecker Benjamin S. Chief Eng and Opr Officer Purchase · Common Stock Purchase Warrant (right to buy) +50,000 50,000
2024-12-19 DIVITO VINCENT L Director Purchase · Common Stock Purchase Warrant (right to buy) +37,500 37,500
2024-12-19 Zhang Peifang Director Purchase · Common Stock Purchase Warrant (right to buy) +37,500 37,500
2024-10-01 Zhang Peifang Director Grant or award +85,201 449,071
2024-09-05 DIVITO VINCENT L Director Grant or award +160,944 606,138
2024-09-05 Zhang Peifang Director Grant or award +107,296 444,342
2024-07-01 Cotton Stephen Chief Executive Officer Shares withheld for taxes −236,986 $0.32 $76K 6,115,247
2024-07-01 Merrill Judd Chief Financial Officer Shares withheld for taxes −108,612 $0.32 $35K 1,967,804
2024-07-01 Taecker Benjamin S. Chief Eng and Opr Officer Shares withheld for taxes −75,000 $0.32 $24K 1,039,929
2024-07-01 McMurtry David Chief Business Officer Shares withheld for taxes −57,596 $0.32 $18K 686,277
2024-07-01 DIVITO VINCENT L Director Grant or award +23,496 445,194
2024-07-01 Zhang Peifang Director Grant or award +23,496 337,046
2024-07-01 SMITH EDWARD J Director Grant or award +23,496 357,546
2024-05-14 YI SUNG Director Purchase +75,000 $0.39 $29K 105,500
2024-05-14 YI SUNG Director Purchase · Non-Redeemable Common Stock Purchase Warrant +75,000 $0.01 $750 75,000

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