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CIK 0001621832 · Non-accelerated filer<br>Smaller reporting company

Aqua Metals, Inc.

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Ticker
AQMS
Exchange
Nasdaq
Industry
Secondary Smelting & Refining of Nonferrous Metals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
471169572
Phone
(775) 525-1936
Business address
2500 PERU DR., MCCARRAN, NV, 89437
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 23 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-02-25 Cotton Stephen Chief Executive Officer Grant or award · Stock Options +420,000 2,332,461
2019-01-17 Yosufzai S. Shariq Director Purchase +10,000 $1.90 $19K 38,693
2019-01-17 Prouty Eric A Director Purchase +5,000 $1.90 $10K 25,622
2019-01-17 Merrill Judd Chief Financial Officer Purchase +5,000 $1.90 $10K 18,896
2019-01-17 DIVITO VINCENT L Director Purchase +5,000 $1.90 $10K 26,127
2019-01-17 Cotton Stephen President Purchase +15,000 $1.90 $29K 206,457
2019-01-04 Cotton Stephen President Grant or award +110,557 191,457
2019-01-04 Cotton Stephen President Grant or award · Employee Stock Option (right to buy) +232,461 232,461
2019-01-04 Merrill Judd Chief Financial Officer Grant or award +13,896 13,896
2019-01-04 Merrill Judd Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +56,698 56,698
2019-01-04 Cotton Stephen President Grant or award · Employee Stock Option +232,461 232,461
2019-01-04 Merrill Judd Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +56,698 56,698
2019-01-02 Yosufzai S. Shariq Director Grant or award +10,135 28,693
2019-01-02 Stevenson Mark Wayne Director Grant or award +6,757 15,622
2019-01-02 Slade Mark Director Grant or award +6,757 53,647
2019-01-02 Prouty Eric A Director Grant or award +6,757 20,622
2019-01-02 KAPOOR SUSHIL Director Grant or award +6,757 34,622
2019-01-02 DIVITO VINCENT L Director Grant or award +6,757 21,127
2018-08-13 Cotton Stephen President Purchase +6,400 $2.49 $16K 80,900
2018-07-02 Yosufzai S. Shariq Director Grant or award +13,298 18,558

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